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BROOKFIELD REAL ASSETS INCOM
BROOKFIELD REAL ASSETS INCOM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 79 Institutional holders with a total value of $215,835,718.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BROOKFIELD Corp /ON/ 37,399 852,000 0.39%
52 RAYMOND JAMES & ASSOCIATES 38,531 878,000 0.41%
53 INFRASTRUCTURE CAPITAL ADVISORS, LLC 41,352 942,000 0.44%
54 Commonwealth Equity Services, Inc 41,864 954,000 0.44%
55 Horizon Kinetics LLC 45,743 1,042,000 0.48%
56 E&G Advisors, LP 50,169 1,143,000 0.53%
57 Cetera Advisor Networks LLC 51,517 1,174,000 0.54%
58 STIFEL FINANCIAL CORP 52,361 1,193,000 0.55%
59 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,862 1,295,000 0.60%
60 DOLIVER ADVISORS, LP 60,529 1,379,000 0.64%
61 CSS LLC/IL 63,350 1,443,000 0.67%
62 KOVITZ INVESTMENT GROUP PARTNERS, LLC 64,534 1,470,000 0.68%
63 PROFICIO CAPITAL PARTNERS LLC 88,851 2,076,000 0.96%
64 LPL Financial LLC 96,394 2,200,000 1.02%
65 ROBINSON CAPITAL MANAGEMENT, LLC 155,799 3,549,000 1.64%
66 BANK OF AMERICA CORP /DE/ 171,733 3,912,000 1.81%
67 Advisors Asset Management, Inc. 175,586 4,000,000 1.85%
68 LLBH PRIVATE WEALTH MANAGEMENT, LLC 178,735 4,072,000 1.89%
69 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 181,368 4,089,000 1.89%
70 ROYAL BANK OF CANADA 189,842 4,324,000 2.00%
71 BAIRD FINANCIAL GROUP, INC. 224,786 5,121,000 2.37%
72 GUGGENHEIM CAPITAL LLC 325,796 7,421,000 3.44%
73 BESSEMER GROUP INC 407,946 9,293,000 4.31%
74 Invesco Ltd. 444,922 10,136,000 4.70%
75 WELLS FARGO & COMPANY/MN 552,521 12,587,000 5.83%
76 MORGAN STANLEY 576,565 13,134,000 6.09%
77 EATON VANCE MANAGEMENT 838,202 19,094,000 8.85%
78 UBS Group AG 1,114,874 25,397,000 11.77%
79 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,640,719 60,156,000 27.87%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.