| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,640,719 | 60,156,000 | 27.87% | ||
| 2 | UBS Group AG | 1,114,874 | 25,397,000 | 11.77% | ||
| 3 | EATON VANCE MANAGEMENT | 838,202 | 19,094,000 | 8.85% | ||
| 4 | MORGAN STANLEY | 576,565 | 13,134,000 | 6.09% | ||
| 5 | WELLS FARGO & COMPANY/MN | 552,521 | 12,587,000 | 5.83% | ||
| 6 | Invesco Ltd. | 444,922 | 10,136,000 | 4.70% | ||
| 7 | BESSEMER GROUP INC | 407,946 | 9,293,000 | 4.31% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 325,796 | 7,421,000 | 3.44% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 224,786 | 5,121,000 | 2.37% | ||
| 10 | ROYAL BANK OF CANADA | 189,842 | 4,324,000 | 2.00% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 181,368 | 4,089,000 | 1.89% | ||
| 12 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 178,735 | 4,072,000 | 1.89% | ||
| 13 | Advisors Asset Management, Inc. | 175,586 | 4,000,000 | 1.85% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 171,733 | 3,912,000 | 1.81% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 155,799 | 3,549,000 | 1.64% | ||
| 16 | LPL Financial LLC | 96,394 | 2,200,000 | 1.02% | ||
| 17 | PROFICIO CAPITAL PARTNERS LLC | 88,851 | 2,076,000 | 0.96% | ||
| 18 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 64,534 | 1,470,000 | 0.68% | ||
| 19 | CSS LLC/IL | 63,350 | 1,443,000 | 0.67% | ||
| 20 | DOLIVER ADVISORS, LP | 60,529 | 1,379,000 | 0.64% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 56,862 | 1,295,000 | 0.60% | ||
| 22 | STIFEL FINANCIAL CORP | 52,361 | 1,193,000 | 0.55% | ||
| 23 | Cetera Advisor Networks LLC | 51,517 | 1,174,000 | 0.54% | ||
| 24 | E&G Advisors, LP | 50,169 | 1,143,000 | 0.53% | ||
| 25 | Horizon Kinetics LLC | 45,743 | 1,042,000 | 0.48% | ||
| 26 | Commonwealth Equity Services, Inc | 41,864 | 954,000 | 0.44% | ||
| 27 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 41,352 | 942,000 | 0.44% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 38,531 | 878,000 | 0.41% | ||
| 29 | BROOKFIELD Corp /ON/ | 37,399 | 852,000 | 0.39% | ||
| 30 | Edge Wealth Management LLC | 37,054 | 843,000 | 0.39% | ||
| 31 | Aviance Capital Partners, LLC | 36,609 | 834,000 | 0.39% | ||
| 32 | ZAZOVE ASSOCIATES LLC | 36,347 | 828,000 | 0.38% | ||
| 33 | Shaker Financial Services, LLC | 36,306 | 827,000 | 0.38% | ||
| 34 | Saba Capital Management, L.P. | 34,301 | 781,000 | 0.36% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 26,345 | 600,000 | 0.28% | ||
| 36 | Capital Investment Advisors, LLC | 21,758 | 496,000 | 0.23% | ||
| 37 | Curi Capital, LLC | 21,720 | 495,000 | 0.23% | ||
| 38 | Partnervest Advisory Services LLC | 21,572 | 491,000 | 0.23% | ||
| 39 | PENN MUTUAL LIFE INSURANCE CO | 17,000 | 440,000 | 0.20% | ||
| 40 | ALLEGIS INVESTMENT ADVISORS, LLC | 17,556 | 400,000 | 0.19% | ||
| 41 | WEDBUSH SECURITIES INC | 17,352 | 395,000 | 0.18% | ||
| 42 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 16,071 | 366,000 | 0.17% | ||
| 43 | Creative Planning | 15,829 | 361,000 | 0.17% | ||
| 44 | HOLLENCREST CAPITAL MANAGEMENT | 15,195 | 346,000 | 0.16% | ||
| 45 | FIRST FOUNDATION ADVISORS | 14,267 | 325,000 | 0.15% | ||
| 46 | GREAT AMERICAN GROUP, INC. | 12,579 | 287,000 | 0.13% | ||
| 47 | EDGEWOOD MANAGEMENT LLC | 12,476 | 284,000 | 0.13% | ||
| 48 | SII INVESTMENTS INC/WI | 12,292 | 280,000 | 0.13% | ||
| 49 | Weiss Asset Management LP | 11,507 | 262,000 | 0.12% | ||
| 50 | DELPHI FINANCIAL GROUP, INC. | 10,780 | 245,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
