| 1 |
Bulldog Investors, LLP |
470,056 |
5,349,000 |
38.33% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
166,870 |
4,240,000 |
30.38% |
|
|
| 3 |
UBS Group AG |
170,714 |
1,943,000 |
13.92% |
|
|
| 4 |
Cambridge Investment Research Advisors, Inc. |
49,798 |
567,000 |
4.06% |
|
|
| 5 |
BASSO CAPITAL MANAGEMENT, L.P. |
43,367 |
494,000 |
3.54% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
42,011 |
478,000 |
3.43% |
|
|
| 7 |
Yakira Capital Management, Inc. |
17,500 |
199,000 |
1.43% |
|
SH |
| 8 |
Virtu KCG Holdings LLC |
13,457 |
153,000 |
1.10% |
|
|
| 9 |
Marathon Trading Investment Management LLC |
10,000 |
114,000 |
0.82% |
|
|
| 10 |
Segantii Capital Management Ltd |
9,550 |
109,000 |
0.78% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,976 |
79,000 |
0.57% |
|
|
| 12 |
MORGAN STANLEY |
6,392 |
73,000 |
0.52% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
5,037 |
57,000 |
0.41% |
|
|
| 14 |
CITIGROUP INC |
3,253 |
37,000 |
0.27% |
|
|
| 15 |
PRELUDE CAPITAL MANAGEMENT, LLC |
3,203 |
36,000 |
0.26% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
849 |
10,000 |
0.07% |
|
|
| 17 |
BlackRock Finance, Inc. |
736 |
8,000 |
0.06% |
|
|
| 18 |
ADVISOR GROUP, INC. |
398 |
5,000 |
0.04% |
|
|
| 19 |
SEI INVESTMENTS CO |
228 |
3,000 |
0.02% |
|
|
| 20 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
74 |
1,000 |
0.01% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
67 |
1,000 |
0.01% |
|
|
