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GREAT ELM CAP GROUP INC COM NEW ADDED
GREAT ELM CAP GROUP INC COM NEW ADDED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $20,783,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cove Street Capital, LLC 1,334,845 5,006,000 24.09%
2 KINGDON CAPITAL MANAGEMENT, L.L.C. 1,269,197 4,759,000 22.90%
3 VANGUARD GROUP INC 921,229 3,455,000 16.62%
4 RUSSELL INVESTMENTS GROUP, LTD. 430,159 1,570,000 7.55%
5 RENAISSANCE TECHNOLOGIES LLC 300,654 1,127,000 5.42%
6 BlackRock Institutional Trust Company, N.A. 287,132 1,077,000 5.18%
7 CANNELL CAPITAL LLC 259,299 972,000 4.68%
8 GREENWOOD INVESTMENTS, INC. 235,590 883,000 4.25%
9 Boston Partners 119,981 450,000 2.17%
10 STILWELL VALUE LLC 103,500 388,000 1.87%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,867 180,000 0.87%
12 GEODE CAPITAL MANAGEMENT, LLC 35,396 132,000 0.64%
13 BlackRock Fund Advisors 29,256 110,000 0.53%
14 DEUTSCHE BANK AG\ 28,351 106,000 0.51%
15 Bank of New York Mellon Corp 23,994 90,000 0.43%
16 OPPENHEIMER & CO INC 21,746 82,000 0.39%
17 NORTHERN TRUST CORP 21,530 81,000 0.39%
18 BANK OF AMERICA CORP /DE/ 21,375 80,000 0.38%
19 JBF Capital, Inc. 16,666 62,000 0.30%
20 OXFORD ASSET MANAGEMENT LLP 12,222 46,000 0.22%
21 STATE STREET CORP 11,125 42,000 0.20%
22 WILLIAM HARRIS INVESTORS INC 10,000 37,000 0.18%
23 BlackRock Investment Management, LLC 7,020 26,000 0.13%
24 BLACKROCK ADVISORS LLC 4,587 17,000 0.08%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 557 2,000 0.01%
26 WELLS FARGO & COMPANY/MN 209 1,000 0.00%
27 UBS Group AG 350 1,000 0.00%
28 SPHINX TRADING, LP 333 1,000 0.00%
29 Creative Planning 16 0 0.00%
30 MORGAN STANLEY 2 0 0.00%
31 SYNOVUS FINANCIAL CORP 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.