Dark
Light
System
Security
GREAT ELM CAP GROUP INC
GREAT ELM CAP GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 32 Institutional holders with a total value of $24,353,254.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SYNOVUS FINANCIAL CORP 2 0 0.00%
2 MORGAN STANLEY 3 0 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
4 Creative Planning 16 0 0.00%
5 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 77 254 0.00%
6 WELLS FARGO & COMPANY/MN 209 1,000 0.00%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 557 2,000 0.01%
8 BANK OF AMERICA CORP /DE/ 1,375 5,000 0.02%
9 UBS Group AG 3,801 13,000 0.05%
10 Tower Research Capital LLC (TRC) 4,179 14,000 0.06%
11 STATE STREET CORP 11,126 38,000 0.16%
12 DIMENSIONAL FUND ADVISORS LP 17,620 58,000 0.24%
13 DEUTSCHE BANK AG\ 29,623 97,000 0.40%
14 NORTHERN TRUST CORP 29,809 98,000 0.40%
15 GEODE CAPITAL MANAGEMENT, LLC 35,396 116,000 0.48%
16 Bank of New York Mellon Corp 37,167 123,000 0.51%
17 OXFORD ASSET MANAGEMENT LLP 37,914 125,000 0.51%
18 GOLDMAN SACHS GROUP INC 41,713 138,000 0.57%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 47,867 158,000 0.65%
20 OPPENHEIMER & CO INC 50,226 166,000 0.68%
21 JBF Capital, Inc. 55,166 182,000 0.75%
22 MILLENNIUM MANAGEMENT LLC 210,334 694,000 2.85%
23 Arbiter Partners Capital Management LLC 213,096 703,000 2.89%
24 CANNELL CAPITAL LLC 259,299 856,000 3.51%
25 Boston Partners 277,167 915,000 3.76%
26 BlackRock Finance, Inc. 328,146 1,083,000 4.45%
27 RUSSELL INVESTMENTS GROUP, LTD. 449,999 1,485,000 6.10%
28 STILWELL VALUE LLC 505,468 1,668,000 6.85%
29 RENAISSANCE TECHNOLOGIES LLC 717,495 2,368,000 9.72%
30 VANGUARD GROUP INC 925,095 3,053,000 12.54%
31 KINGDON CAPITAL MANAGEMENT, L.L.C. 1,269,197 4,188,000 17.20%
32 Cove Street Capital, LLC 1,820,099 6,006,000 24.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.