Dark
Light
System
Security
SMART SAND INC COM ADDED
SMART SAND INC COM ADDED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 72 Institutional holders with a total value of $213,419,765.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Encompass Capital Advisors LLC 2,304,545 38,141,000 17.87%
2 FMR LLC 1,470,155 24,331,000 11.40%
3 JANUS HENDERSON GROUP PLC 920,025 15,226,000 7.13%
4 GOLDMAN SACHS GROUP INC 754,532 12,487,000 5.85%
5 CLEARBRIDGE, LLC 723,730 11,978,000 5.61%
6 Oceanic Investment Management LTD 705,700 11,679,000 5.47%
7 Point72 Asset Management, L.P. 497,700 8,237,000 3.86%
8 MILLENNIUM MANAGEMENT LLC 416,991 6,901,000 3.23%
9 THB ASSET MANAGEMENT 400,329 6,625,000 3.10%
10 BlackRock Fund Advisors 384,877 6,370,000 2.98%
11 VANGUARD GROUP INC 354,334 5,864,000 2.75%
12 Anchor Bolt Capital, LP 340,924 5,642,000 2.64%
13 Laurion Capital Management LP 250,000 4,138,000 1.94%
14 KAYNE ANDERSON CAPITAL ADVISORS LP 250,000 4,136,000 1.94%
15 PUTNAM INVESTMENTS LLC 238,328 3,944,000 1.85%
16 Boston Partners 186,460 3,086,000 1.45%
17 WELLINGTON MANAGEMENT GROUP LLP 182,472 3,020,000 1.42%
18 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 177,000 2,929,000 1.37%
19 GLG Partners LP 164,571 2,724,000 1.28%
20 Brandywine Global Investment Management, LLC 159,555 2,641,000 1.24%
21 NORGES BANK 150,000 2,482,000 1.16%
22 NORTHERN TRUST CORP 134,624 2,228,000 1.04%
23 RUSSELL INVESTMENTS GROUP, LTD. 135,760 2,216,000 1.04%
24 STATE STREET CORP 132,659 2,198,000 1.03%
25 GEODE CAPITAL MANAGEMENT, LLC 124,702 2,063,000 0.97%
26 Spark Investment Management LLC 124,100 2,053,000 0.96%
27 CASTLEARK MANAGEMENT LLC 116,200 1,923,000 0.90%
28 MOODY ALDRICH & SULLIVAN LLC 102,265 1,692,000 0.79%
29 Bank of New York Mellon Corp 89,915 1,488,000 0.70%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 72,440 1,199,000 0.56%
31 WELLS FARGO & COMPANY/MN 70,233 1,162,000 0.54%
32 BlackRock Institutional Trust Company, N.A. 60,521 1,002,000 0.47%
33 Informed Momentum Co LLC 54,278 898,000 0.42%
34 TIAA CREF INVESTMENT MANAGEMENT LLC 45,220 748,000 0.35%
35 BlackRock Investment Management, LLC 41,311 684,000 0.32%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 41,068 680,000 0.32%
37 MORGAN STANLEY 38,265 634,000 0.30%
38 MONASHEE INVESTMENT MANAGEMENT LLC 37,457 620,000 0.29%
39 GLG LLC 37,377 619,000 0.29%
40 LPL Financial LLC 31,520 530,000 0.25%
41 CITADEL ADVISORS LLC 31,914 528,000 0.25%
42 Pine River Capital Management L.P. 25,000 414,000 0.19%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 24,400 404,000 0.19%
44 WESTPAC BANKING CORP 23,959 396,521 0.19%
45 Cubist Systematic Strategies, LLC 22,465 372,000 0.17%
46 JANE STREET GROUP, LLC 20,150 333,000 0.16%
47 Jefferies Group LLC 20,000 331,000 0.16%
48 Winslow, Evans & Crocker, Inc. 18,626 308,244 0.14%
49 TEACHERS ADVISORS, LLC 18,468 306,000 0.14%
50 Hawkins Capital L.P. 18,000 297,000 0.14%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.