Dark
Light
System
Security
SMART SAND INC COM
SMART SAND INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 93 Institutional holders with a total value of $198,636,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ELLINGTON MANAGEMENT GROUP LLC 86,988 775,000 0.39%
52 SCHRODER INVESTMENT MANAGEMENT GROUP 87,100 783,000 0.39%
53 UBS Group AG 90,694 808,000 0.41%
54 TIAA CREF INVESTMENT MANAGEMENT LLC 90,783 809,000 0.41%
55 DEUTSCHE BANK AG\ 101,207 900,000 0.45%
56 NORTHERN TRUST CORP 108,496 966,000 0.49%
57 PUTNAM INVESTMENTS LLC 111,000 989,000 0.50%
58 ALAMBIC INVESTMENT MANAGEMENT, L.P. 113,509 1,011,000 0.51%
59 WELLS FARGO & COMPANY/MN 123,426 1,099,000 0.55%
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 125,432 1,118,000 0.56%
61 AMERICAN CENTURY COMPANIES INC 140,171 1,249,000 0.63%
62 RENAISSANCE TECHNOLOGIES LLC 146,100 1,302,000 0.66%
63 BP CAPITAL FUND ADVISORS, LLC 151,681 1,351,000 0.68%
64 KAYNE ANDERSON CAPITAL ADVISORS LP 160,963 1,431,000 0.72%
65 MARSHALL WACE NORTH AMERICA, L.P. 164,303 1,479,000 0.74%
66 CASTLEARK MANAGEMENT LLC 167,450 1,492,000 0.75%
67 MORGAN STANLEY 187,028 1,667,000 0.84%
68 GEODE CAPITAL MANAGEMENT, LLC 201,146 1,792,000 0.90%
69 STATE STREET CORP 238,917 2,130,000 1.07%
70 Spark Investment Management LLC 242,500 2,160,000 1.09%
71 VR Advisory Services Ltd 242,800 2,163,000 1.09%
72 RUSSELL INVESTMENTS GROUP, LTD. 251,325 2,239,000 1.13%
73 PRUDENTIAL FINANCIAL INC 334,460 2,980,000 1.50%
74 VIKING FUND MANAGEMENT LLC 370,000 3,297,000 1.66%
75 GILDER GAGNON HOWE & CO LLC 402,823 3,589,000 1.81%
76 AMERIPRISE FINANCIAL INC 444,900 3,965,000 2.00%
77 Catalyst Capital Advisors LLC 451,519 4,023,000 2.03%
78 SL ADVISORS, LLC 453,119 4,037,000 2.03%
79 SPROTT INC. 600,000 5,346,000 2.69%
80 GOLDMAN SACHS GROUP INC 601,056 5,356,000 2.70%
81 NORTHPOINTE CAPITAL LLC 610,028 5,435,000 2.74%
82 JANUS HENDERSON GROUP PLC 632,141 5,632,000 2.84%
83 THB ASSET MANAGEMENT 633,187 5,641,000 2.84%
84 Boston Partners 651,358 5,804,000 2.92%
85 Encompass Capital Advisors LLC 783,096 6,977,000 3.51%
86 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 828,675 7,384,000 3.72%
87 VANGUARD GROUP INC 878,645 7,829,000 3.94%
88 CLEARBRIDGE, LLC 1,106,252 9,857,000 4.96%
89 EAGLE ASSET MANAGEMENT INC 1,107,980 9,872,000 4.97%
90 BlackRock Finance, Inc. 1,288,922 11,485,000 5.78%
91 CITIGROUP INC 1,300,206 11,585,000 5.83%
92 VICTORY CAPITAL MANAGEMENT INC 2,111,900 18,817,000 9.47%
93 FMR LLC 2,263,470 20,168,000 10.15%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.