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SONOMA PHARMS
SONOMA PHARMS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $1,817,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARD ASSOCIATES INC 125,599 633,000 34.84%
2 VANGUARD GROUP INC 120,809 609,000 33.52%
3 JANUS HENDERSON INVESTORS US LLC 26,873 135,000 7.43%
4 BlackRock Institutional Trust Company, N.A. 25,523 129,000 7.10%
5 RENAISSANCE TECHNOLOGIES LLC 13,622 69,000 3.80%
6 GEODE CAPITAL MANAGEMENT, LLC 13,465 67,000 3.69%
7 RAYMOND JAMES & ASSOCIATES 10,942 55,000 3.03%
8 B. Riley Wealth Advisors, Inc. 10,350 53,000 2.92%
9 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,069 15,000 0.83%
10 UBS Group AG 1,901 10,000 0.55%
11 BlackRock Fund Advisors 1,549 8,000 0.44%
12 MORGAN STANLEY 1,445 7,000 0.39%
13 BANK OF AMERICA CORP /DE/ 980 5,000 0.28%
14 WELLS FARGO & COMPANY/MN 1,028 5,000 0.28%
15 Hartford Financial Management Inc. 900 5,000 0.28%
16 ADVISOR GROUP, INC. 985 5,000 0.28%
17 BANK OF MONTREAL /CAN/ 564 3,000 0.17%
18 IHT WEALTH MANAGEMENT, LLC 200 1,000 0.06%
19 Creative Planning 211 1,000 0.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 128 1,000 0.06%
21 SOWELL FINANCIAL SERVICES LLC 100 1,000 0.06%
22 CITIGROUP INC 34 0 0.00%
23 MSI Financial Services Inc 88 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.