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Yuma Energy Inc
Yuma Energy Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 12 Institutional holders with a total value of $17,562,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RED MOUNTAIN CAPITAL PARTNERS LLC 2,603,052 8,850,000 50.39%
2 Bain Capital Credit, LP 1,607,301 4,372,000 24.89%
3 HARBOURVEST PARTNERS LLC 564,086 1,918,000 10.92%
4 SANDERS MORRIS HARRIS INC/FA 519,878 1,768,000 10.07%
5 VANGUARD GROUP INC 126,695 430,000 2.45%
6 Jefferies Group LLC 35,792 122,000 0.69%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,510 49,000 0.28%
8 GOLDMAN SACHS GROUP INC 10,801 37,000 0.21%
9 UBS Group AG 3,876 13,000 0.07%
10 BlackRock Fund Advisors 729 2,000 0.01%
11 ACROSPIRE INVESTMENT MANAGEMENT LLC 400 1,000 0.01%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 124 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.