| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JANE STREET GROUP, LLC | 152,000 | 8,176,000 | 24.01% | Call | |
| 2 | DEUTSCHE BANK AG\ | 150,000 | 8,068,000 | 23.69% | ||
| 3 | JANE STREET GROUP, LLC | 65,300 | 3,512,000 | 10.31% | Put | |
| 4 | CREDIT SUISSE AG/ | 61,000 | 3,281,000 | 9.64% | ||
| 5 | Advisors Preferred, LLC | 41,309 | 2,222,011 | 6.53% | ||
| 6 | GOLDMAN SACHS GROUP INC | 38,820 | 2,088,000 | 6.13% | ||
| 7 | ENVESTNET ASSET MANAGEMENT INC | 30,141 | 1,621,000 | 4.76% | ||
| 8 | Virtu Financial LLC | 23,076 | 1,241,000 | 3.64% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,900 | 533,000 | 1.57% | Put | |
| 10 | BARCLAYS PLC | 9,400 | 498,000 | 1.46% | Call | |
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,262 | 444,000 | 1.30% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,000 | 430,000 | 1.26% | Call | |
| 13 | MORGAN STANLEY | 7,895 | 425,000 | 1.25% | ||
| 14 | JANE STREET GROUP, LLC | 7,600 | 409,000 | 1.20% | ||
| 15 | FRANKLIN RESOURCES INC | 6,800 | 366,000 | 1.07% | ||
| 16 | AFAM CAPITAL, INC. | 6,314 | 340,000 | 1.00% | ||
| 17 | Tower Research Capital LLC (TRC) | 4,783 | 257,000 | 0.75% | ||
| 18 | UBS AG | 1,653 | 89,000 | 0.26% | ||
| 19 | UBS AG | 500 | 27,000 | 0.08% | Put | |
| 20 | BARCLAYS PLC | 300 | 16,000 | 0.05% | Put | |
| 21 | BARCLAYS PLC | 100 | 5,000 | 0.01% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 63 | 3,000 | 0.01% | ||
| 23 | PIERSHALE FINANCIAL GROUP, INC. | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
