| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BOOTHBAY FUND MANAGEMENT, LLC | 811,831 | 8,220,000 | 26.14% | ||
| 2 | Bulldog Investors, LLP | 653,000 | 6,621,000 | 21.06% | ||
| 3 | GLAZER CAPITAL, LLC | 397,329 | 3,993,000 | 12.70% | ||
| 4 | AQR ARBITRAGE LLC | 300,000 | 3,015,000 | 9.59% | ||
| 5 | PERISCOPE CAPITAL INC. | 227,000 | 2,298,000 | 7.31% | ||
| 6 | D. E. Shaw & Co., Inc. | 205,000 | 2,060,000 | 6.55% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 2,036,000 | 6.48% | ||
| 8 | Polar Asset Management Partners Inc. | 170,100 | 1,732,000 | 5.51% | ||
| 9 | COWEN INC. | 66,449 | 676,000 | 2.15% | ||
| 10 | K2 PRINCIPAL FUND, L.P. | 32,000 | 322,000 | 1.02% | ||
| 11 | Hudson Bay Capital Management LP | 25,000 | 251,000 | 0.80% | ||
| 12 | BASSO CAPITAL MANAGEMENT, L.P. | 21,518 | 216,000 | 0.69% | PRN | |
| 13 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
