| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 50,000 | 1,218,000 | 56.68% | ||
| 2 | FALCON POINT CAPITAL, LLC | 25,000 | 643,000 | 29.92% | ||
| 3 | Selway Asset Management | 10,000 | 257,000 | 11.96% | ||
| 4 | KELLY LAWRENCE W & ASSOCIATES INC/CA | 1,200 | 31,000 | 1.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.