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Capital One Financial Corp Deposit Shs Repr 1/40th 6 Non-Cum Pfd Shs Series H
Capital One Financial Corp Deposit Shs Repr 1/40th 6 Non-Cum Pfd Shs Series H. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 4 Institutional holders with a total value of $2,149,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Crow Point Partners, LLC 50,000 1,218,000 56.68%
2 FALCON POINT CAPITAL, LLC 25,000 643,000 29.92%
3 Selway Asset Management 10,000 257,000 11.96%
4 KELLY LAWRENCE W & ASSOCIATES INC/CA 1,200 31,000 1.44%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.