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SONOMA PHARMACEUTICALS INC
SONOMA PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 6 Institutional holders with a total value of $1,274,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Anson Funds Management LP 171,851 1,232,000 96.70%
2 Virtu KCG Holdings LLC 42,520 23,000 1.81%
3 B. Riley Wealth Advisors, Inc. 17,500 10,000 0.78%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,971 7,000 0.55%
5 BANK OF AMERICA CORP /DE/ 2,250 1,000 0.08%
6 UBS Group AG 1,837 1,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.