| # | % | |||||
|---|---|---|---|---|---|---|
| 351 | NATIONAL PLANNING CORP | 106 | 5,045 | 0.00% | ||
| 352 | QUALCOMM INC/DE | 100 | 5,000 | 0.00% | ||
| 353 | COLONY GROUP LLC | 100 | 5,000 | 0.00% | ||
| 354 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 72 | 4,000 | 0.00% | ||
| 355 | Ledyard National Bank | 52 | 3,000 | 0.00% | ||
| 356 | B. Riley Wealth Advisors, Inc. | 50 | 3,000 | 0.00% | ||
| 357 | MARINER INVESTMENT GROUP LLC | 20,000 | 3,000 | 0.00% | Call | |
| 358 | Cornerstone Advisors, Inc. | 63 | 3,000 | 0.00% | ||
| 359 | JFS WEALTH ADVISORS, LLC | 40 | 2,000 | 0.00% | ||
| 360 | MACROVIEW INVESTMENT MANAGEMENT LLC | 10 | 1,000 | 0.00% | ||
| 361 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 10 | 1,000 | 0.00% | ||
| 362 | Highlander Capital Management, LLC | 21 | 1,000 | 0.00% | ||
| 363 | Archford Capital Strategies, LLC | 12 | 1,000 | 0.00% | ||
| 364 | Tarbox Family Office, Inc. | 18 | 1,000 | 0.00% | ||
| 365 | Oakworth Capital, Inc. | 8 | 0 | 0.00% | ||
| 366 | Westchester Capital Management, LLC | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
