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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $170,957,179.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 473,574 30,517,000 17.85%
2 ASSETMARK, INC 459,954 29,639,000 17.34%
3 WELLS FARGO & COMPANY/MN 285,493 18,398,000 10.76%
4 Alexandria Capital, LLC 211,731 13,644,000 7.98%
5 MORGAN STANLEY 153,158 9,870,000 5.77%
6 NORTHSTAR INVESTMENT ADVISORS LLC 118,610 7,643,000 4.47%
7 FRANKLIN RESOURCES INC 108,915 7,018,000 4.11%
8 LPL Financial LLC 87,565 5,647,000 3.30%
9 ROYAL BANK OF CANADA 86,963 5,602,000 3.28%
10 GUPTA WEALTH MANAGEMENT LLC 83,338 5,370,000 3.14%
11 FOSTER & MOTLEY INC 71,281 4,593,000 2.69%
12 Commonwealth Equity Services, Inc 70,193 4,523,000 2.65%
13 AVIANCE CAPITAL MANAGEMENT, LLC 60,220 3,881,000 2.27%
14 STIFEL FINANCIAL CORP 45,812 2,952,000 1.73%
15 UBS Group AG 39,409 2,540,000 1.49%
16 CIBC WORLD MARKET INC. 34,699 2,236,000 1.31%
17 CAPITAL ONE, NATIONAL ASSOCIATION 29,133 1,877,000 1.10%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,882 1,861,000 1.09%
19 Bangor Savings Bank 27,028 1,742,000 1.02%
20 Transamerica Financial Advisors, LLC 18,207 1,174,000 0.69%
21 MSI Financial Services Inc 16,764 1,080,000 0.63%
22 Bank of New York Mellon Corp 14,427 929,000 0.54%
23 FormulaFolio Investments, LLC 13,101 844,000 0.49%
24 HARFST & ASSOCIATES, INC. 13,074 842,000 0.49%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,777 694,000 0.41%
26 Bragg Financial Advisors, Inc 10,043 647,000 0.38%
27 D. SCOTT NEAL, INC. 8,712 561,000 0.33%
28 FINANCIAL CONSULATE, INC 8,467 546,000 0.32%
29 PNC FINANCIAL SERVICES GROUP, INC. 8,137 525,000 0.31%
30 US BANCORP \DE\ 7,513 484,000 0.28%
31 Cambridge Investment Research Advisors, Inc. 6,761 436,000 0.26%
32 Stratos Wealth Partners, LTD. 6,479 418,000 0.24%
33 LifePlan Financial Group, Inc 6,074 391,000 0.23%
34 WEALTHCARE CAPITAL MANAGEMENT LLC 5,501 354,000 0.21%
35 CREDIT SUISSE AG/ 5,333 344,000 0.20%
36 American Investment Services, Inc. 3,947 254,000 0.15%
37 Charles Schwab Investment Advisory, Inc. 3,435 221,000 0.13%
38 Creative Planning 2,823 182,000 0.11%
39 Crosspoint Capital Strategies, LLC 1,736 112,000 0.07%
40 BANK OF MONTREAL /CAN/ 1,199 77,000 0.05%
41 RPG FAMILY WEALTH ADVISORY, LLC 1,001 64,504 0.04%
42 Vigilant Capital Management, LLC 990 64,000 0.04%
43 BlackRock Finance, Inc. 923 60,000 0.04%
44 NEXT Financial Group, Inc 647 41,000 0.02%
45 RISK PARADIGM GROUP, LLC 445 28,675 0.02%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 161 10,000 0.01%
47 AMERICAN INTERNATIONAL GROUP, INC. 145 9,000 0.01%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 85 5,000 0.00%
49 CITIGROUP INC 80 5,000 0.00%
50 AUSDAL FINANCIAL PARTNERS, INC. 36 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.