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LPL FINL HLDGS INC
LPL FINL HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 206 Institutional holders with a total value of $4,814,388,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 DAVIDSON INVESTMENT ADVISORS 36,560 1,916,000 0.04%
102 JPMORGAN CHASE & CO 34,686 1,821,000 0.04%
103 SAC Capital Advisors LP 33,829 1,777,000 0.04%
104 JACOBS LEVY EQUITY MANAGEMENT, INC 32,360 1,700,000 0.04%
105 Magnetar Financial LLC 28,500 1,497,000 0.03% Put
106 NOMURA HOLDINGS INC 26,557 1,403,000 0.03%
107 VOYA INVESTMENT MANAGEMENT LLC 26,286 1,381,000 0.03%
108 LPL Financial LLC 24,263 1,275,000 0.03%
109 HBK INVESTMENTS L P 22,800 1,198,000 0.02%
110 RUSSELL FRANK CO/ 24,994 1,194,000 0.02%
111 ICC CAPITAL MANAGEMENT INC/ 22,710 1,193,000 0.02%
112 Jasper Ridge Partners, L.P. 20,988 1,103,000 0.02%
113 BlackRock Investment Management, LLC 20,980 1,102,000 0.02%
114 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,771 1,092,000 0.02%
115 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 20,771 1,091,000 0.02%
116 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 19,755 1,038,000 0.02%
117 Nine Chapters Capital Management LLC 18,100 951,000 0.02%
118 Robeco Institutional Asset Management B.V. 17,400 914,000 0.02%
119 DSM CAPITAL PARTNERS LLC 17,240 906,000 0.02%
120 UBS AG 16,944 890,000 0.02%
121 D.A. DAVIDSON & CO. 16,720 877,000 0.02%
122 ProShare Advisors LLC 15,771 829,000 0.02%
123 D. E. Shaw & Co., Inc. 15,600 820,000 0.02% Put
124 BARINGS LLC 15,400 809,000 0.02%
125 CrestPoint Capital Management, LLC 14,900 783,000 0.02%
126 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 14,845 780,000 0.02%
127 ZACKS INVESTMENT MANAGEMENT 14,550 764,000 0.02%
128 Princeton Alpha Management LP 13,934 732,000 0.02%
129 Tikvah Management LLC 13,812 726,000 0.02%
130 IBM Retirement Fund 13,187 701,000 0.01%
131 BLACKROCK ADVISORS LLC 12,150 638,000 0.01%
132 JANE STREET GROUP, LLC 11,388 598,000 0.01%
133 Airain ltd 11,261 592,000 0.01%
134 D. E. Shaw & Co., Inc. 11,200 588,000 0.01% Call
135 TFS CAPITAL LLC 10,666 560,000 0.01%
136 PRUDENTIAL FINANCIAL INC 10,344 543,000 0.01%
137 SG Americas Securities, LLC 10,166 534,000 0.01%
138 Utah Retirement Systems 9,576 503,000 0.01%
139 BANK OF THE WEST 9,300 489,000 0.01%
140 GSA CAPITAL PARTNERS LLP 9,306 489,000 0.01%
141 TWO SIGMA ADVISERS, LP 9,250 486,000 0.01%
142 BlackRock Finance, Inc. 8,480 445,000 0.01%
143 MARSHALL WACE, LLP 8,232 433,000 0.01%
144 Tradeworx Inc. 8,165 429,000 0.01%
145 PEAK6 Group LLC 8,000 420,000 0.01% Put
146 SEI TRUST CO 7,970 419,000 0.01%
147 BlackRock Japan Co. Ltd 7,592 399,000 0.01%
148 Quantbot Technologies LP 7,555 396,000 0.01%
149 Dynamic Technology Lab Private Ltd 7,505 394,000 0.01%
150 Jefferies Group LLC 7,399 389,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.