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LPL FINL HLDGS INC COM
LPL FINL HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 148 Institutional holders with a total value of $2,774,103,567.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 RHUMBLINE ADVISERS 68,297 2,043,000 0.07%
52 Asset Management One Co., Ltd. 70,268 2,013,000 0.07%
53 CREDIT SUISSE AG/ 60,729 1,817,000 0.07%
54 Century Capital Management, LLC 59,394 1,776,000 0.06%
55 ALLIANCEBERNSTEIN L.P. 57,763 1,728,000 0.06%
56 GSA CAPITAL PARTNERS LLP 56,300 1,684,000 0.06%
57 STATE OF WISCONSIN INVESTMENT BOARD 54,631 1,634,000 0.06%
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,100 1,588,000 0.06% Put
59 Legal & General Group Plc 52,930 1,579,000 0.06%
60 TWO SIGMA ADVISERS, LP 43,950 1,315,000 0.05%
61 LPL Financial LLC 43,929 1,315,000 0.05%
62 BlackRock Investment Management, LLC 43,405 1,298,000 0.05%
63 BLACKROCK ADVISORS LLC 42,672 1,276,000 0.05%
64 CREDIT AGRICOLE S A 40,038 1,198,000 0.04%
65 ZACKS INVESTMENT MANAGEMENT 38,443 1,150,000 0.04%
66 AHL Partners LLP 34,818 1,041,000 0.04%
67 DEUTSCHE BANK AG\ 34,095 1,018,000 0.04%
68 BlackRock Finance, Inc. 32,840 982,000 0.04%
69 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 31,666 947,000 0.03%
70 VOYA INVESTMENT MANAGEMENT LLC 30,706 918,000 0.03%
71 PEAK6 Group LLC 29,500 882,000 0.03% Call
72 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 27,375 819,000 0.03%
73 Walleye Trading LLC 25,500 763,000 0.03% Call
74 Engineers Gate Manager LP 23,488 703,000 0.03%
75 NumerixS Investment Technologies Inc 21,400 640,000 0.02%
76 WOLVERINE TRADING LP /BD 21,000 602,000 0.02% Put
77 Cambria Investment Management, L.P. 19,673 588,000 0.02%
78 BANK OF THE WEST 15,950 477,000 0.02%
79 Utah Retirement Systems 15,676 469,000 0.02%
80 BARINGS LLC 15,400 461,000 0.02%
81 RAYMOND JAMES TRUST N.A. 14,822 443,000 0.02%
82 Private Advisor Group, LLC 14,590 437,000 0.02%
83 CITADEL ADVISORS LLC 14,500 434,000 0.02% Put
84 CITADEL ADVISORS LLC 13,800 413,000 0.01% Call
85 CLINTON GROUP INC 13,064 391,000 0.01%
86 AMALGAMATED BANK 10,891 326,000 0.01%
87 ProShare Advisors LLC 10,760 322,000 0.01%
88 BNP PARIBAS FINANCIAL MARKETS 10,586 316,627 0.01%
89 CADENCE CAPITAL MANAGEMENT LLC 10,413 311,000 0.01%
90 CITADEL ADVISORS LLC 10,281 308,000 0.01%
91 Cubist Systematic Strategies, LLC 10,257 307,000 0.01%
92 HSBC HOLDINGS PLC 10,140 303,000 0.01%
93 RETIREMENT CAPITAL STRATEGIES 10,000 299,000 0.01%
94 CACTI ASSET MANAGEMENT LLC 10,000 299,000 0.01%
95 CANADA LIFE ASSURANCE Co 9,599 286,000 0.01%
96 BOKF, NA 9,522 285,000 0.01%
97 Gotham Asset Management, LLC 9,512 285,000 0.01%
98 Robeco Institutional Asset Management B.V. 9,078 272,000 0.01%
99 MORGAN STANLEY 8,850 264,000 0.01%
100 IBM Retirement Fund 8,232 246,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.