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ROCHE HLDG AG ORD NEW F
ROCHE HLDG AG ORD NEW F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 7 Institutional holders with a total value of $13,429,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cullen Capital Management, LLC 24,680 6,123,000 45.60%
2 GRACE & WHITE INC /NY 20,000 4,972,000 37.02%
3 SCHAFER CULLEN CAPITAL MANAGEMENT INC 5,870 1,456,000 10.84%
4 TOCQUEVILLE ASSET MANAGEMENT L.P. 1,500 372,000 2.77%
5 Geneva Advisors, LLC 1,250 310,000 2.31%
6 Burt Wealth Advisors 500 124,000 0.92%
7 LEBENTHAL ASSET MANAGEMENT, LLC 290 72,000 0.54%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.