| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | NEW ENGLAND SECURITIES CORP /MA/ | 25 | 3,000 | 0.00% | ||
| 602 | Cable Hill Partners, LLC | 22 | 2,000 | 0.00% | ||
| 603 | WFG Advisors, LP | 20 | 2,000 | 0.00% | ||
| 604 | Oakworth Capital, Inc. | 16 | 2,000 | 0.00% | ||
| 605 | First Personal Financial Services | 10 | 1,000 | 0.00% | ||
| 606 | Gary Goldberg Planning Services Inc | 3 | 0 | 0.00% | ||
| 607 | Independent Portfolio Consultants, Inc. | 0 | 0 | 0.00% | ||
| 608 | Brick & Kyle, Associates | 3 | 0 | 0.00% | ||
| 609 | Ironwood Financial, llc | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.