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DASAN ZHONE SOLUTIONS INC
DASAN ZHONE SOLUTIONS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 27 Institutional holders with a total value of $9,197,062.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 956,255 5,972,000 64.93%
2 BlackRock Finance, Inc. 182,181 1,137,000 12.36%
3 VANGUARD GROUP INC 146,833 912,000 9.92%
4 RENAISSANCE TECHNOLOGIES LLC 66,604 416,000 4.52%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 23,904 148,000 1.61%
6 GEODE CAPITAL MANAGEMENT, LLC 23,305 144,000 1.57%
7 DIMENSIONAL FUND ADVISORS LP 20,041 124,000 1.35%
8 RAYMOND JAMES TRUST N.A. 16,580 104,000 1.13%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,420 90,000 0.98%
10 NORTHERN TRUST CORP 11,145 70,000 0.76%
11 DEUTSCHE BANK AG\ 6,910 43,000 0.47%
12 BANK OF AMERICA CORP /DE/ 2,720 17,000 0.18%
13 UBS Group AG 2,056 13,000 0.14%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 99 1,000 0.01%
15 Creative Planning 82 1,000 0.01%
16 Advisory Services Network, LLC 220 1,000 0.01%
17 ADVISOR GROUP, INC. 85 1,000 0.01%
18 PNC FINANCIAL SERVICES GROUP, INC. 100 1,000 0.01%
19 WFG Advisors, LP 100 1,000 0.01%
20 US BANCORP \DE\ 200 1,000 0.01%
21 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 10 62 0.00%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
23 WELLS FARGO & COMPANY/MN 12 0 0.00%
24 CAPITAL GUARDIAN TRUST CO 6 0 0.00%
25 THOMPSON DAVIS & CO., INC. 1 0 0.00%
26 JPMORGAN CHASE & CO 10 0 0.00%
27 Tower Research Capital LLC (TRC) 56 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.