| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Harbour Capital Advisors, LLC | 151,125 | 150,000,000 | 70.79% | ||
| 2 | WHITEBOX ADVISORS LLC | 17,910,000 | 18,044,000 | 8.52% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 13,500,000 | 13,542,000 | 6.39% | PRN | |
| 4 | AMERIPRISE FINANCIAL INC | 10,100,000 | 10,176,000 | 4.80% | PRN | |
| 5 | Pine River Capital Management L.P. | 6,500,000 | 6,553,000 | 3.09% | PRN | |
| 6 | LAZARD ASSET MANAGEMENT LLC | 4,500,000 | 4,556,000 | 2.15% | PRN | |
| 7 | AQR ARBITRAGE LLC | 3,725,000 | 3,772,000 | 1.78% | PRN | |
| 8 | NOMURA HOLDINGS INC | 2,570,000 | 2,589,000 | 1.22% | PRN | |
| 9 | BASSO CAPITAL MANAGEMENT, L.P. | 1,000,000 | 1,008,000 | 0.48% | PRN | |
| 10 | CREDIT SUISSE AG/ | 778,000 | 784,000 | 0.37% | PRN | |
| 11 | RUSSELL INVESTMENTS GROUP, LTD. | 500,000 | 504,000 | 0.24% | ||
| 12 | D.A. DAVIDSON & CO. | 100,000 | 100,000 | 0.05% | ||
| 13 | STIFEL FINANCIAL CORP | 95,714 | 95,000 | 0.04% | PRN | |
| 14 | ADVISOR GROUP, INC. | 48 | 48,000 | 0.02% | PRN | |
| 15 | Wellesley Asset Management | 43,769 | 44,316 | 0.02% | PRN | |
| 16 | CITIGROUP INC | 35,000 | 35,000 | 0.02% | PRN | |
| 17 | EDGE ADVISORS, LLC | 32,000 | 32,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
