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180 DEGREE CAP CORP
180 DEGREE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $12,841,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 4,654,119 6,748,000 52.55%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,720,303 2,494,000 19.42%
3 FINANCIAL CONSULATE, INC 1,006,082 1,459,000 11.36%
4 NEW YORK STATE COMMON RETIREMENT FUND 960,397 1,393,000 10.85%
5 UBS Group AG 169,325 246,000 1.92%
6 SHUFRO ROSE & CO LLC 98,500 143,000 1.11%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,700 76,000 0.59%
8 AMERIPRISE FINANCIAL INC 30,202 44,000 0.34%
9 GEODE CAPITAL MANAGEMENT, LLC 29,285 42,000 0.33%
10 CITADEL ADVISORS LLC 26,700 39,000 0.30% Call
11 GENEOS WEALTH MANAGEMENT INC. 17,550 25,000 0.19%
12 GUGGENHEIM CAPITAL LLC 17,374 25,000 0.19%
13 HighTower Advisors, LLC 17,300 25,000 0.19%
14 Granahan Investment Management, LLC 14,565 21,000 0.16%
15 CUTLER GROUP LLC / CA 13,703 19,000 0.15%
16 GOLDMAN SACHS GROUP INC 12,630 18,000 0.14%
17 MORGAN STANLEY 11,010 16,000 0.12%
18 Hartford Financial Management Inc. 2,200 3,000 0.02%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,138 2,000 0.02%
20 JPMORGAN CHASE & CO 500 1,000 0.01%
21 CITIGROUP INC 665 1,000 0.01%
22 Creative Planning 840 1,000 0.01%
23 Tower Research Capital LLC (TRC) 100 0 0.00%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
25 WELLS FARGO & COMPANY/MN 121 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.