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DYNEGY INC NEW DEL W EXP 02/02/202 ADDED
DYNEGY INC NEW DEL W EXP 02/02/202 ADDED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 22 Institutional holders with a total value of $1,708,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CASPIAN CAPITAL LP 752,885 429,000 25.12%
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 730,000 415,000 24.30%
3 WOLVERINE ASSET MANAGEMENT LLC 498,039 283,000 16.57%
4 MORGAN STANLEY 375,987 214,000 12.53%
5 BARDIN HILL MANAGEMENT PARTNERS LP 180,582 103,000 6.03%
6 LUMINUS MANAGEMENT LLC 176,593 101,000 5.91%
7 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 104,127 59,000 3.45%
8 NEW GENERATION ADVISORS, LLC 92,138 53,000 3.10% Call
9 BANK OF AMERICA CORP /DE/ 40,411 23,000 1.35%
10 RUSSELL INVESTMENTS GROUP, LTD. 13,671 8,000 0.47%
11 BARCLAYS PLC 12,758 7,000 0.41%
12 10-15 ASSOCIATES, INC. 10,739 6,000 0.35%
13 BRIGADE CAPITAL MANAGEMENT, LP 39,611 2,000 0.12%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,676 2,000 0.12%
15 JPMORGAN CHASE & CO 1,205 1,000 0.06% PRN
16 US BANCORP \DE\ 1,543 1,000 0.06%
17 ENTERPRISE FINANCIAL SERVICES CORP 1,520 1,000 0.06%
18 NOMURA ASSET MANAGEMENT CO LTD 0 0 0.00%
19 UBS Group AG 290 0 0.00%
20 ROYAL BANK OF CANADA 486 0 0.00%
21 PROFICIO CAPITAL PARTNERS LLC 182 0 0.00%
22 CREATIVE FINANCIAL DESIGNS INC /ADV 304 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.