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MOODYS CORP
MOODYS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 462 Institutional holders with a total value of $15,620,733,184.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST NATIONAL BANK SIOUX FALLS 17 1,000 0.00%
2 PRIVATE TRUST CO NA 9 1,000 0.00%
3 WOLVERINE ASSET MANAGEMENT LLC 4 2,000 0.00% Call
4 THOMPSON DAVIS & CO., INC. 42 3,000 0.00%
5 PEAK6 Group LLC 51 4,000 0.00%
6 NEW ENGLAND SECURITIES CORP /MA/ 59 5,000 0.00%
7 Tradewinds Capital Management, LLC 75 6,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 86 7,000 0.00%
9 Hillsdale Investment Management Inc. 130 10,000 0.00%
10 Evercore Wealth Management, LLC 145 12,000 0.00%
11 WASHINGTON TRUST BANK 175 14,000 0.00%
12 COMMUNITY FINANCIAL SYSTEM, INC. 200 16,000 0.00%
13 Crosspoint Capital Strategies, LLC 200 16,000 0.00%
14 Gemmer Asset Management LLC 199 16,000 0.00%
15 Elite Wealth Management, Inc. 200 18,000 0.00%
16 ENTERPRISE FINANCIAL SERVICES CORP 238 19,000 0.00%
17 DUBUQUE BANK & TRUST CO 240 19,000 0.00%
18 TCI Wealth Advisors, Inc. 249 20,000 0.00%
19 Cranbrook Wealth Management, LLC 292 23,000 0.00%
20 Pinnacle Summer Investments, Inc. 300 24,000 0.00%
21 Mizuho Asset Management Co.,Ltd. 324 26,000 0.00%
22 Advisors Preferred, LLC 364 28,872 0.00%
23 BESSEMER GROUP INC 376 30,000 0.00%
24 BRAVE ASSET MANAGEMENT INC 376 30,000 0.00%
25 SIGNATUREFD, LLC 450 36,000 0.00%
26 Index Management Solutions, LLC 505 40,000 0.00%
27 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 500 40,000 0.00%
28 NEW YORK LIFE TRUST CO 556 44,000 0.00%
29 Walleye Trading LLC 600 48,000 0.00% Put
30 WEALTHFRONT CORP 671 54,000 0.00%
31 BROWN BROTHERS HARRIMAN & CO 734 58,000 0.00%
32 NuWave Investment Management, LLC 772 61,000 0.00%
33 First Horizon Advisors, Inc. 800 63,000 0.00%
34 CAPITAL GUARDIAN TRUST CO 800 63,000 0.00%
35 America First Investment Advisors, LLC 800 63,000 0.00%
36 SYNOVUS FINANCIAL CORP 800 63,000 0.00%
37 Copper Rock Capital Partners, LLC 822 65,000 0.00%
38 ADVISORY RESEARCH INC 874 69,000 0.00%
39 Shinko Asset Management Co., Ltd. 868 69,000 0.00%
40 Compagnie Lombard Odier SCmA 934 74,000 0.00%
41 SCHRODER INVESTMENT MANAGEMENT GROUP 1,000 79,320 0.00%
42 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,029 82,000 0.00%
43 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,066 85,000 0.00%
44 TRUST CO OF VERMONT 1,128 89,000 0.00%
45 Tower Research Capital LLC (TRC) 1,150 91,000 0.00%
46 MSI Financial Services Inc 1,143 91,000 0.00%
47 Robeco Institutional Asset Management B.V. 1,208 96,000 0.00%
48 1919 Investment Counsel, LLC 1,200 96,000 0.00%
49 M&T BANK CORP 1,462 116,000 0.00%
50 GUARDIAN INVESTOR SERVICES LLC 1,460 116,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.