| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISOR GROUP, INC. | 27,380 | 716,000 | 50.28% | ||
| 2 | PRIVATE ADVISORY GROUP LLC | 14,648 | 383,000 | 26.90% | ||
| 3 | LPL Financial LLC | 11,591 | 302,000 | 21.21% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 675 | 18,000 | 1.26% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 200 | 5,000 | 0.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
