| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,869,420 | 48,542,000 | 56.66% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 1,893,994 | 23,712,000 | 27.68% | ||
| 3 | WELLS FARGO & COMPANY/MN | 568,325 | 7,144,000 | 8.34% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 237,987 | 2,991,000 | 3.49% | ||
| 5 | Gramercy Funds Management LLC | 68,443 | 860,000 | 1.00% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 55,214 | 694,000 | 0.81% | ||
| 7 | CSS LLC/IL | 45,745 | 575,000 | 0.67% | ||
| 8 | MORGAN STANLEY | 28,888 | 363,000 | 0.42% | ||
| 9 | Karpus Management, Inc. | 16,579 | 208,000 | 0.24% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,354 | 167,000 | 0.19% | ||
| 11 | ROYAL BANK OF CANADA | 12,646 | 159,000 | 0.19% | ||
| 12 | D.A. DAVIDSON & CO. | 8,916 | 112,000 | 0.13% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 5,271 | 66,000 | 0.08% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 4,964 | 62,000 | 0.07% | ||
| 15 | FineMark National Bank & Trust | 561 | 7,000 | 0.01% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 6,285 | 0.01% | ||
| 17 | CITIGROUP INC | 359 | 4,000 | 0.00% | ||
| 18 | Creative Planning | 223 | 3,000 | 0.00% | ||
| 19 | UBS Group AG | 233 | 3,000 | 0.00% | ||
| 20 | INTEGRATED WEALTH MANAGEMENT | 138 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
