| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 61 | 0 | 0.00% | ||
| 3 | Pinnacle Summer Investments, Inc. | 561 | 4,000 | 0.01% | ||
| 4 | DEUTSCHE BANK AG\ | 925 | 6,000 | 0.02% | ||
| 5 | CITIGROUP INC | 1,513 | 11,000 | 0.04% | ||
| 6 | SIGNATUREFD, LLC | 3,273 | 23,000 | 0.08% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 8,325 | 58,000 | 0.20% | ||
| 8 | Rathbones Group PLC | 11,942 | 84,000 | 0.29% | ||
| 9 | JOHNSON INVESTMENT COUNSEL INC | 15,000 | 105,000 | 0.36% | ||
| 10 | MORGAN STANLEY | 15,739 | 110,000 | 0.38% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 23,835 | 168,000 | 0.57% | ||
| 12 | UBS Group AG | 26,963 | 189,000 | 0.65% | ||
| 13 | MSI Financial Services Inc | 27,663 | 194,000 | 0.66% | ||
| 14 | STRS OHIO | 27,848 | 195,000 | 0.67% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 40,025 | 281,000 | 0.96% | ||
| 16 | LAZARD ASSET MANAGEMENT LLC | 60,255 | 423,000 | 1.44% | ||
| 17 | Gramercy Funds Management LLC | 133,913 | 941,000 | 3.21% | ||
| 18 | 1607 Capital Partners, LLC | 695,382 | 4,889,000 | 16.70% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,069,648 | 21,595,000 | 73.76% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
