| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxford Lane Capital, 7.50% Pfd Series 2023 | 742,175 | 17,849,000 | 7.50% | ||
| 2 | BOULDER GROWTH & INCOME FUND COM | 1,534,487 | 12,951,000 | 5.44% | ||
| 3 | TEKLA HEALTHCARE OPPORTUNITI | 607,314 | 11,978,000 | 5.03% | ||
| 4 | Oxford Lane Cap8.125 Cl6/2017 | 438,970 | 11,018,000 | 4.63% | ||
| 5 | BLACKROCK SCIENCE & TECH TR | 436,999 | 7,625,000 | 3.20% | ||
| 6 | PIMCO DYNAMIC CR INCOME FD | 321,984 | 6,395,000 | 2.69% | ||
| 7 | ADAMS DIVERSIFIED EQUITY FD | 443,194 | 6,169,000 | 2.59% | ||
| 8 | ALPINE TOTAL DYNAMIC DIVID F | 640,051 | 5,494,000 | 2.31% | ||
| 9 | TRI CONTL CORP | 218,416 | 4,628,000 | 1.94% | ||
| 10 | LIBERTY ALL STAR EQUITY FD | 771,256 | 4,328,000 | 1.82% | ||
| 11 | ADAM NAT RES FD INC | 190,538 | 4,233,000 | 1.78% | ||
| 12 | HERZFELD CARIBBEAN BASIN FD COM | 420,107 | 3,972,000 | 1.67% | ||
| 13 | GENERAL AMERN INVS CO INC | 110,124 | 3,833,000 | 1.61% | ||
| 14 | COPA HOLDINGS INC | 44,500 | 3,675,000 | 1.54% | ||
| 15 | PIMCO DYNAMIC INCOME FD | 126,354 | 3,638,000 | 1.53% | ||
| 16 | KAYNE ANDERSON MDSTM ENERGY FD | 131,055 | 3,571,000 | 1.50% | ||
| 17 | TORTOISE PIPELINE & ENERGY FD | 134,443 | 3,440,000 | 1.44% | ||
| 18 | Virtus Total Return Fund | 782,749 | 3,405,000 | 1.43% | ||
| 19 | SALIENT MIDSTREAM & MLP FD SH BEN INT | 165,788 | 3,344,000 | 1.40% | ||
| 20 | GABELLI HLTHCARE WELLNESS | 294,356 | 3,312,000 | 1.39% | ||
| 21 | ALPINE GLOBAL DYNAMIC DIVD F | 312,398 | 3,073,000 | 1.29% | ||
| 22 | TORTOISE ENERGY INFRSTRCTR CP COM | 80,376 | 2,967,000 | 1.25% | ||
| 23 | MVC Capital 7.25% Preferred | 116,793 | 2,910,000 | 1.22% | ||
| 24 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 340,404 | 2,897,000 | 1.22% | ||
| 25 | DOUBLELINE INCOME SOLUTIONS | 145,376 | 2,830,000 | 1.19% | ||
| 26 | MASTEC INC | 134,927 | 2,681,000 | 1.13% | ||
| 27 | RMR REAL ESTATE INCOME FUND | 139,089 | 2,579,000 | 1.08% | ||
| 28 | ABERDEEN JAPAN EQUITY FD INC | 295,754 | 2,443,000 | 1.03% | ||
| 29 | ROYAL CARIBBEAN GROUP | 30,313 | 2,385,000 | 1.00% | ||
| 30 | Nexpoint Cr Strategies | 319,361 | 2,321,000 | 0.97% | ||
| 31 | LENNAR | 44,500 | 2,270,000 | 0.95% | ||
| 32 | GABELLI DIVID INCOME TR | 104,504 | 2,155,000 | 0.91% | ||
| 33 | PIMCO ETF TR | 20,729 | 2,095,000 | 0.88% | ||
| 34 | SEABOARD CORP COM | 580 | 2,087,000 | 0.88% | ||
| 35 | COHEN & STEERS INFRASTRUCTUR | 97,389 | 2,047,000 | 0.86% | ||
| 36 | ROYCE VALUE TR INC | 148,374 | 2,046,000 | 0.86% | ||
| 37 | NORWEGIAN CRUISE LINE HLDG LTD SHS | 36,443 | 2,042,000 | 0.86% | ||
| 38 | FIRST TR HIGH INCOME L/S FD | 117,614 | 1,815,000 | 0.76% | ||
| 39 | DIVERSIFIED REAL ASSET INC F | 104,690 | 1,807,000 | 0.76% | ||
| 40 | ZWEIG TOTAL RETURN FD INC | 136,390 | 1,741,000 | 0.73% | ||
| 41 | TORTOISE ENERGY INDEPENDENC | 91,887 | 1,687,000 | 0.71% | ||
| 42 | CONSOLIDATED WATER CO INC ORD | 129,538 | 1,632,000 | 0.69% | ||
| 43 | CLOUGH GLOBAL OPPORTUNITIES | 120,355 | 1,439,000 | 0.60% | ||
| 44 | JAPAN SMALLER CAPTLZTN FD IN | 132,750 | 1,432,000 | 0.60% | ||
| 45 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 181,034 | 1,405,000 | 0.59% | ||
| 46 | NEW GERMANY FD INC COM | 91,849 | 1,385,000 | 0.58% | ||
| 47 | BLACKROCK CR ALLOCATION INCO | 110,243 | 1,379,000 | 0.58% | ||
| 48 | KOREA FD | 33,085 | 1,342,000 | 0.56% | ||
| 49 | CEMEX SAB DE CV | 146,372 | 1,341,000 | 0.56% | ||
| 50 | CARNIVAL CORP | 27,000 | 1,334,000 | 0.56% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-15-005364, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
