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ACTIVE POWER INC COM NEW
ACTIVE POWER INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 27 Institutional holders with a total value of $3,345,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Penn Capital Management Company, LLC 862,383 837,000 25.02%
2 BlackRock Institutional Trust Company, N.A. 760,734 738,000 22.06%
3 VANGUARD GROUP INC 737,447 716,000 21.41%
4 RENAISSANCE TECHNOLOGIES LLC 424,475 412,000 12.32%
5 DIMENSIONAL FUND ADVISORS LP 167,671 163,000 4.87%
6 DEUTSCHE BANK AG\ 86,875 83,000 2.48%
7 GEODE CAPITAL MANAGEMENT, LLC 75,138 72,000 2.15%
8 BlackRock Fund Advisors 71,668 70,000 2.09%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 44,663 43,000 1.29%
10 Commonwealth Equity Services, Inc 42,130 41,000 1.23%
11 Spark Investment Management LLC 36,700 35,000 1.05%
12 NORTHERN TRUST CORP 30,641 29,000 0.87%
13 CITADEL ADVISORS LLC 16,588 16,000 0.48%
14 Bank of New York Mellon Corp 15,346 15,000 0.45%
15 GMT CAPITAL CORP 15,074 15,000 0.45%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,344 14,000 0.42%
17 GUGGENHEIM CAPITAL LLC 12,936 13,000 0.39%
18 Virtu KCG Holdings LLC 12,817 12,000 0.36%
19 UBS Group AG 11,644 11,000 0.33%
20 BANK OF AMERICA CORP /DE/ 4,328 4,000 0.12%
21 BlackRock Investment Management, LLC 3,347 3,000 0.09%
22 CITIGROUP INC 1,000 1,000 0.03%
23 Creative Planning 600 1,000 0.03%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,433 1,000 0.03%
25 IFP ADVISORS, INC 33 0 0.00%
26 ROYAL BANK OF CANADA 400 0 0.00%
27 JPMORGAN CHASE & CO 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.