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AMBAC FINL GROUP INC
AMBAC FINL GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $17,555,082.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Achievement Holdings L.P. 244,588 5,992,000 34.13%
2 CASPIAN CAPITAL LP 273,335 3,963,000 22.57%
3 FNY Managed Accounts LLC 192,752 2,794,904 15.92%
4 Gator Capital Management, LLC 112,410 1,630,000 9.29%
5 MALTESE CAPITAL MANAGEMENT LLC 75,000 1,088,000 6.20%
6 Anchorage Capital Group, L.L.C. 74,756 1,084,000 6.17%
7 Sterling Capital Management LLC 29,400 426,000 2.43%
8 Arbiter Partners Capital Management LLC 29,200 423,000 2.41%
9 B. Riley Wealth Advisors, Inc. 4,503 66,000 0.38%
10 UBS Group AG 1,841 26,000 0.15%
11 ROYAL BANK OF CANADA 1,329 19,000 0.11%
12 Creative Planning 1,063 15,000 0.09%
13 CITIGROUP INC 906 13,000 0.07% Call
14 REGENTATLANTIC CAPITAL LLC 564 8,178 0.05%
15 WELLS FARGO & COMPANY/MN 312 5,000 0.03%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 125 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.