| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,322,343 |
10,023,000 |
63.77% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
129,689 |
983,000 |
6.25% |
|
|
| 3 |
Sterneck Capital Management, LLC |
123,471 |
936,000 |
5.95% |
|
|
| 4 |
Raymond James Financial Services Advisors, Inc. |
91,215 |
691,000 |
4.40% |
|
|
| 5 |
DOLIVER ADVISORS, LP |
78,588 |
577,000 |
3.67% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
72,180 |
547,000 |
3.48% |
|
|
| 7 |
Saba Capital Management, L.P. |
60,832 |
461,000 |
2.93% |
|
|
| 8 |
ProVise Management Group, LLC |
55,715 |
422,000 |
2.68% |
|
|
| 9 |
MORGAN STANLEY |
23,275 |
176,000 |
1.12% |
|
|
| 10 |
GEODE CAPITAL MANAGEMENT, LLC |
22,800 |
172,000 |
1.09% |
|
PRN |
| 11 |
UBS AG |
18,867 |
143,000 |
0.91% |
|
|
| 12 |
TFS CAPITAL LLC |
16,386 |
124,000 |
0.79% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,125 |
115,000 |
0.73% |
|
|
| 14 |
Virtu KCG Holdings LLC |
12,297 |
93,000 |
0.59% |
|
|
| 15 |
MARINER INVESTMENT GROUP LLC |
12,157 |
92,000 |
0.59% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
9,388 |
71,000 |
0.45% |
|
|
| 17 |
ROYAL BANK OF CANADA |
3,175 |
24,000 |
0.15% |
|
|
| 18 |
WESTPORT RESOURCES MANAGEMENT INC |
2,500 |
19,000 |
0.12% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,515 |
19,000 |
0.12% |
|
|
| 20 |
CITIGROUP INC |
1,939 |
14,000 |
0.09% |
|
|
| 21 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,821 |
14,000 |
0.09% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
209 |
2,000 |
0.01% |
|
|
