| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,420,947 |
11,041,000 |
62.62% |
|
|
| 2 |
Thomas J. Herzfeld Advisors, Inc. |
174,342 |
1,355,000 |
7.69% |
|
|
| 3 |
Raymond James Financial Services Advisors, Inc. |
120,780 |
938,000 |
5.32% |
|
|
| 4 |
1607 Capital Partners, LLC |
101,508 |
789,000 |
4.48% |
|
|
| 5 |
Sterneck Capital Management, LLC |
95,726 |
744,000 |
4.22% |
|
|
| 6 |
Saba Capital Management, L.P. |
72,304 |
561,000 |
3.18% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
57,809 |
449,000 |
2.55% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
56,986 |
442,000 |
2.51% |
|
|
| 9 |
ProVise Management Group, LLC |
56,715 |
441,000 |
2.50% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
23,160 |
180,000 |
1.02% |
|
|
| 11 |
UBS AG |
21,515 |
167,000 |
0.95% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,354 |
119,000 |
0.67% |
|
|
| 13 |
MORGAN STANLEY |
14,695 |
114,000 |
0.65% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
11,388 |
88,000 |
0.50% |
|
|
| 15 |
LPL Financial LLC |
11,358 |
88,000 |
0.50% |
|
|
| 16 |
CITIGROUP INC |
4,975 |
39,000 |
0.22% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,515 |
20,000 |
0.11% |
|
|
| 18 |
WESTPORT RESOURCES MANAGEMENT INC |
2,500 |
19,000 |
0.11% |
|
|
| 19 |
ROYAL BANK OF CANADA |
2,300 |
18,000 |
0.10% |
|
|
| 20 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,821 |
14,000 |
0.08% |
|
|
| 21 |
NEXT Financial Group, Inc |
625 |
5,000 |
0.03% |
|
|
