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BIOAMBER INC
BIOAMBER INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 38 Institutional holders with a total value of $35,694,424.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WADDELL & REED FINANCIAL INC 7,423,174 17,222,000 48.25%
2 SABBY MANAGEMENT, LLC 1,460,859 3,388,000 9.49%
3 FMR LLC 1,335,000 3,097,000 8.68%
4 NN INVESTMENT PARTNERS HOLDINGS N.V. 1,098,576 2,548,000 7.14%
5 Robeco Schweiz AG 825,000 1,898,000 5.32%
6 ROYCE & ASSOCIATES LP 774,879 1,798,000 5.04%
7 BAILLIE GIFFORD & CO 579,540 1,344,000 3.77%
8 DEUTSCHE BANK AG\ 446,517 1,035,000 2.90%
9 VANGUARD GROUP INC 276,082 641,000 1.80%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 201,700 468,000 1.31%
11 LEVIN CAPITAL STRATEGIES, L.P. 182,052 422,000 1.18%
12 BlackRock Finance, Inc. 143,654 333,000 0.93%
13 Alyeska Investment Group, L.P. 135,649 315,000 0.88% Call
14 GEODE CAPITAL MANAGEMENT, LLC 110,847 257,000 0.72%
15 BROWN ADVISORY INC 56,394 131,000 0.37%
16 NORTHERN TRUST CORP 46,169 107,000 0.30%
17 LPL Financial LLC 46,950 102,000 0.29%
18 DIMENSIONAL FUND ADVISORS LP 40,083 93,000 0.26%
19 WELLS FARGO & COMPANY/MN 32,535 75,000 0.21%
20 Raymond James Financial Services Advisors, Inc. 31,327 73,000 0.20%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,600 62,000 0.17% Call
22 RAYMOND JAMES & ASSOCIATES 19,700 46,000 0.13%
23 Hilltop Holdings Inc. 18,000 42,000 0.12%
24 SCOTIA CAPITAL INC. 14,850 35,000 0.10%
25 MORGAN STANLEY 13,152 31,000 0.09%
26 Bank of New York Mellon Corp 12,405 29,000 0.08%
27 MILLENNIUM MANAGEMENT LLC 11,500 27,000 0.08%
28 UBS Group AG 6,218 14,000 0.04%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,000 12,000 0.03%
30 TORONTO DOMINION BANK 5,000 12,000 0.03%
31 BANK OF AMERICA CORP /DE/ 3,535 8,000 0.02%
32 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,200 7,424 0.02%
33 CUTLER GROUP LLC / CA 2,500 7,000 0.02% Put
34 ROYAL BANK OF CANADA 2,500 6,000 0.02%
35 BANK OF MONTREAL /CAN/ 2,000 5,000 0.01%
36 CUTLER GROUP LLC / CA 1,700 3,000 0.01%
37 ADVISOR GROUP, INC. 300 1,000 0.00%
38 CUTLER GROUP LLC / CA 9,900 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.