| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 20,712 | 291,000 | 39.38% | ||
| 2 | DOLIVER ADVISORS, LP | 17,732 | 249,000 | 33.69% | ||
| 3 | MORGAN STANLEY | 5,195 | 73,000 | 9.88% | ||
| 4 | ROYAL BANK OF CANADA | 3,700 | 52,000 | 7.04% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,416 | 34,000 | 4.60% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,501 | 21,000 | 2.84% | ||
| 7 | UBS AG | 548 | 8,000 | 1.08% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 528 | 7,000 | 0.95% | ||
| 9 | Ground Swell Capital, LLC | 300 | 4,000 | 0.54% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
