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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $72,977,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 542,731 11,440,000 15.68%
2 GM Advisory Group, LLC 422,884 8,914,000 12.21%
3 HighTower Advisors, LLC 301,362 6,353,000 8.71%
4 BANK OF AMERICA CORP /DE/ 290,342 6,120,000 8.39%
5 NewSquare Capital LLC 225,150 4,746,000 6.50%
6 UBS AG 203,426 4,288,000 5.88%
7 Linscomb Wealth, Inc. 192,998 4,068,000 5.57%
8 Raub Brock Capital Management LP 173,075 3,648,000 5.00%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 145,025 3,057,000 4.19%
10 ENVESTNET ASSET MANAGEMENT INC 142,813 3,010,000 4.12%
11 WELLS FARGO & COMPANY/MN 123,525 2,604,000 3.57%
12 CONFLUENCE INVESTMENT MANAGEMENT LLC 111,102 2,342,000 3.21%
13 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 109,885 2,316,000 3.17%
14 ROYAL BANK OF CANADA 97,828 2,062,000 2.83%
15 Courage Miller Partners, LLC 79,626 1,679,000 2.30%
16 Bluefin Trading, LLC 72,270 1,523,000 2.09%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,216 1,037,000 1.42%
18 Robert W. Baird & Co. Inc 27,575 581,000 0.80% SH
19 ACG Wealth 26,913 567,000 0.78%
20 JANE STREET GROUP, LLC 25,633 540,000 0.74%
21 OLD NATIONAL BANCORP /IN/ 25,343 534,000 0.73%
22 FCA CORP /TX 20,587 434,000 0.59%
23 STRINGER ASSET MANAGEMENT, LLC 18,830 397,000 0.54%
24 CADENCE BANK NA 16,738 353,000 0.48%
25 Lehman Financial Resources, Inc. 4,855 102,000 0.14%
26 AMERIPRISE FINANCIAL INC 4,576 96,000 0.13%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,680 35,000 0.05%
28 AMERICAN INTERNATIONAL GROUP, INC. 1,630 34,360 0.05%
29 Gradient Investments LLC 1,400 30,000 0.04%
30 Vigilant Capital Management, LLC 1,250 26,000 0.04%
31 Apriem Advisors 1,000 21,000 0.03%
32 Tradewinds Capital Management, LLC 727 15,000 0.02%
33 MSI Financial Services Inc 246 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.