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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $88,733,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Apriem Advisors 1,000 21,000 0.02%
3 First Personal Financial Services 1,707 36,000 0.04%
4 Gradient Investments LLC 4,709 99,000 0.11%
5 Lehman Financial Resources, Inc. 4,855 102,000 0.11%
6 Klingman & Associates, LLC 5,000 105,000 0.12%
7 HARVEST CAPITAL MANAGEMENT INC 9,900 209,000 0.24%
8 FCG ADVISORS, LLC 11,075 235,000 0.26%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,310 238,000 0.27%
10 Raymond James Financial Services Advisors, Inc. 13,015 274,000 0.31%
11 STIFEL FINANCIAL CORP 13,125 277,000 0.31%
12 ROYAL BANK OF CANADA 16,324 344,000 0.39%
13 CADENCE BANK NA 16,738 353,000 0.40%
14 STRINGER ASSET MANAGEMENT, LLC 22,244 469,000 0.53%
15 OLD NATIONAL BANCORP /IN/ 22,378 472,000 0.53%
16 FCA CORP /TX 24,994 527,000 0.59%
17 Vigilant Capital Management, LLC 25,550 539,000 0.61%
18 ACG Wealth 27,076 571,000 0.64%
19 Robert W. Baird & Co. Inc 32,762 691,000 0.78%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,944 800,000 0.90%
21 STANCORP INVESTMENT ADVISERS INC 62,940 1,327,000 1.50%
22 Courage Miller Partners, LLC 86,590 1,826,000 2.06%
23 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 108,724 2,293,000 2.58%
24 CONFLUENCE INVESTMENT MANAGEMENT LLC 116,485 2,457,000 2.77%
25 NewSquare Capital LLC 149,825 3,160,000 3.56%
26 ENVESTNET ASSET MANAGEMENT INC 176,433 3,721,000 4.19%
27 Raub Brock Capital Management LP 181,995 3,838,000 4.33%
28 UBS Group AG 194,979 4,112,000 4.63%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 211,689 4,465,000 5.03%
30 Linscomb Wealth, Inc. 227,893 4,806,000 5.42%
31 EASTERN BANK 297,464 6,273,000 7.07%
32 HighTower Advisors, LLC 328,718 6,933,000 7.81%
33 WELLS FARGO & COMPANY/MN 335,873 7,083,000 7.98%
34 BANK OF AMERICA CORP /DE/ 398,329 8,401,000 9.47%
35 GM Advisory Group, LLC 442,737 9,337,000 10.52%
36 MORGAN STANLEY 585,065 12,339,000 13.91%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.