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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $3,982,132.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 47,391 973,000 24.43%
2 JANE STREET GROUP, LLC 37,266 765,000 19.21%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,235 642,000 16.12%
4 Virtu KCG Holdings LLC 22,701 466,000 11.70%
5 ROYAL BANK OF CANADA 15,734 323,000 8.11%
6 UBS AG 11,164 230,000 5.78%
7 MORGAN STANLEY 5,978 122,000 3.06%
8 WFG Advisors, LP 4,915 101,000 2.54%
9 Creative Planning 3,600 74,000 1.86%
10 BANK OF AMERICA CORP /DE/ 2,800 57,000 1.43%
11 WESTPORT RESOURCES MANAGEMENT INC 2,700 55,000 1.38%
12 Blume Capital Management, Inc. 1,500 31,000 0.78%
13 WELLS FARGO & COMPANY/MN 1,331 27,000 0.68%
14 SIGNATUREFD, LLC 1,336 27,000 0.68%
15 PNC FINANCIAL SERVICES GROUP, INC. 938 19,000 0.48%
16 AMERICAN INTERNATIONAL GROUP, INC. 688 14,132 0.35%
17 MSI Financial Services Inc 625 13,000 0.33%
18 Tower Research Capital LLC (TRC) 600 12,000 0.30%
19 ENVESTNET ASSET MANAGEMENT INC 473 10,000 0.25%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 510 10,000 0.25%
21 Ground Swell Capital, LLC 424 9,000 0.23%
22 AMERIPRISE FINANCIAL INC 100 2,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.