| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 3,936,340 | 106,788,000 | 52.70% | ||
| 2 | MORGAN STANLEY | 874,432 | 23,723,000 | 11.71% | ||
| 3 | UBS AG | 496,730 | 13,476,000 | 6.65% | ||
| 4 | Efficient Market Advisors, LLC | 384,929 | 10,443,000 | 5.15% | ||
| 5 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 378,810 | 10,277,000 | 5.07% | ||
| 6 | Virtu KCG Holdings LLC | 334,288 | 9,069,000 | 4.48% | ||
| 7 | DUBUQUE BANK & TRUST CO | 234,810 | 6,370,000 | 3.14% | ||
| 8 | SG Americas Securities, LLC | 131,147 | 3,558,000 | 1.76% | ||
| 9 | HOWE & RUSLING INC | 117,562 | 3,189,000 | 1.57% | ||
| 10 | FLOW TRADERS U.S. LLC | 114,506 | 3,107,000 | 1.53% | ||
| 11 | BARCLAYS PLC | 113,626 | 3,075,000 | 1.52% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 112,184 | 3,044,000 | 1.50% | ||
| 13 | Orion Porfolio Solutions, LLC | 55,302 | 1,500,000 | 0.74% | ||
| 14 | BANK HAPOALIM BM | 43,860 | 1,190,000 | 0.59% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,527 | 801,000 | 0.40% | ||
| 16 | JANE STREET GROUP, LLC | 17,835 | 484,000 | 0.24% | ||
| 17 | SOL Capital Management CO | 7,450 | 438,000 | 0.22% | ||
| 18 | AMERIPRISE FINANCIAL INC | 14,793 | 401,000 | 0.20% | ||
| 19 | CREDIT SUISSE AG/ | 10,212 | 277,000 | 0.14% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,985 | 271,000 | 0.13% | ||
| 21 | JPMORGAN CHASE & CO | 9,235 | 251,000 | 0.12% | ||
| 22 | Commonwealth Equity Services, Inc | 8,528 | 231,000 | 0.11% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 8,056 | 219,000 | 0.11% | ||
| 24 | D.A. DAVIDSON & CO. | 7,505 | 203,000 | 0.10% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 3,118 | 84,591 | 0.04% | ||
| 26 | Carroll Financial Associates, Inc. | 2,875 | 77,000 | 0.04% | ||
| 27 | ROYAL BANK OF CANADA | 2,207 | 60,000 | 0.03% | ||
| 28 | CITIGROUP INC | 900 | 24,000 | 0.01% | ||
| 29 | WESTPORT RESOURCES MANAGEMENT INC | 500 | 14,000 | 0.01% | ||
| 30 | Creative Planning | 110 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
