| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QUENTEC ASSET MANAGEMENT LLC | 779,545 | 14,507,000 | 24.91% | ||
| 2 | FIL Ltd | 761,100 | 14,164,000 | 24.32% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 388,346 | 7,227,000 | 12.41% | ||
| 4 | SUMMITVIEW INVESTMENT MANAGEMENT | 388,153 | 7,224,000 | 12.40% | ||
| 5 | SIGULER GUFF ADVISERS, LLC | 205,777 | 3,830,000 | 6.58% | ||
| 6 | LUMINUS MANAGEMENT LLC | 122,360 | 2,277,000 | 3.91% | ||
| 7 | ROYCE & ASSOCIATES LP | 103,500 | 1,926,000 | 3.31% | ||
| 8 | FMR LLC | 102,684 | 1,911,000 | 3.28% | ||
| 9 | Electron Capital Partners, LLC | 92,780 | 1,727,000 | 2.97% | ||
| 10 | BHF Kleinwort Benson Group S.A. | 51,917 | 966,000 | 1.66% | ||
| 11 | Invesco Ltd. | 41,962 | 781,000 | 1.34% | ||
| 12 | Ruffer LLP | 40,000 | 748,000 | 1.28% | ||
| 13 | DEUTSCHE BANK AG\ | 13,892 | 258,000 | 0.44% | ||
| 14 | CAVALRY MANAGEMENT GROUP, LLC | 11,400 | 212,000 | 0.36% | ||
| 15 | ARDSLEY ADVISORY PARTNERS LP | 10,000 | 186,000 | 0.32% | ||
| 16 | ClariVest Asset Management LLC | 5,564 | 104,000 | 0.18% | ||
| 17 | Walleye Trading LLC | 3,900 | 73,000 | 0.13% | ||
| 18 | MORGAN STANLEY | 2,497 | 47,000 | 0.08% | ||
| 19 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,265 | 42,000 | 0.07% | ||
| 20 | CUTLER GROUP LLC / CA | 454 | 8,000 | 0.01% | ||
| 21 | Advisors Preferred, LLC | 358 | 7,000 | 0.01% | ||
| 22 | UBS Group AG | 299 | 6,000 | 0.01% | ||
| 23 | MAGEE THOMSON INVESTMENT PARTNERS LLC | 211 | 4,000 | 0.01% | ||
| 24 | Hood River Capital Management LLC | 188 | 3,000 | 0.01% | ||
| 25 | Tower Research Capital LLC (TRC) | 119 | 2,000 | 0.00% | ||
| 26 | SIMPLEX TRADING, LLC | 148 | 2,000 | 0.00% | ||
| 27 | JPMORGAN CHASE & CO | 62 | 1,000 | 0.00% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 55 | 1,000 | 0.00% | ||
| 29 | Creative Planning | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
