| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 97,981 | 1,430,000 | 33.63% | ||
| 2 | MORGAN STANLEY | 66,434 | 969,000 | 22.79% | ||
| 3 | WEDBUSH SECURITIES INC | 30,855 | 450,000 | 10.58% | ||
| 4 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 22,000 | 321,000 | 7.55% | ||
| 5 | WELLS FARGO & COMPANY/MN | 21,874 | 319,000 | 7.50% | ||
| 6 | UBS Group AG | 16,027 | 234,000 | 5.50% | ||
| 7 | Oxbow Advisors, LLC | 15,760 | 230,000 | 5.41% | ||
| 8 | Curi Capital, LLC | 10,158 | 148,000 | 3.48% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,300 | 63,000 | 1.48% | ||
| 10 | ROYAL BANK OF CANADA | 2,991 | 44,000 | 1.03% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 2,017 | 29,000 | 0.68% | ||
| 12 | AUSDAL FINANCIAL PARTNERS, INC. | 1,028 | 15,000 | 0.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
