| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 413,574 | 6,253,000 | 35.10% | ||
| 2 | IFC Holdings Incorporated/FL | 213,275 | 3,262,000 | 18.31% | ||
| 3 | MORGAN STANLEY | 176,020 | 2,662,000 | 14.94% | ||
| 4 | LPL Financial LLC | 83,170 | 1,258,000 | 7.06% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 42,843 | 648,000 | 3.64% | ||
| 6 | Virtu KCG Holdings LLC | 39,651 | 600,000 | 3.37% | ||
| 7 | DOLIVER ADVISORS, LP | 37,294 | 563,000 | 3.16% | ||
| 8 | NATIONAL PLANNING CORP | 34,920 | 522,054 | 2.93% | ||
| 9 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,510 | 355,000 | 1.99% | ||
| 10 | WELLS FARGO & COMPANY/MN | 21,641 | 327,000 | 1.84% | ||
| 11 | UBS Group AG | 17,132 | 259,000 | 1.45% | ||
| 12 | Sigma Planning Corp | 15,193 | 230,000 | 1.29% | ||
| 13 | Capital Investment Advisors, LLC | 11,415 | 173,000 | 0.97% | ||
| 14 | WEDBUSH SECURITIES INC | 10,911 | 165,000 | 0.93% | ||
| 15 | Sunbelt Securities, Inc. | 10,204 | 154,000 | 0.86% | ||
| 16 | ROYAL BANK OF CANADA | 8,620 | 130,000 | 0.73% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 5,141 | 78,000 | 0.44% | ||
| 18 | HUNTINGTON NATIONAL BANK | 3,225 | 49,000 | 0.28% | PRN | |
| 19 | MSI Financial Services Inc | 3,268 | 49,000 | 0.28% | ||
| 20 | Regal Investment Advisors LLC | 1,546 | 23,000 | 0.13% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 1,000 | 15,000 | 0.08% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 795 | 12,020 | 0.07% | ||
| 23 | NEXT Financial Group, Inc | 712 | 11,000 | 0.06% | ||
| 24 | Sandy Spring Bank | 507 | 8,000 | 0.04% | ||
| 25 | Creative Planning | 400 | 6,000 | 0.03% | ||
| 26 | B. Riley Wealth Advisors, Inc. | 253 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
