| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 13,383 | 177,000 | 31.61% | ||
| 2 | MORGAN STANLEY | 12,000 | 163,000 | 29.11% | ||
| 3 | Cetera Advisor Networks LLC | 10,833 | 147,000 | 26.25% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 5,000 | 68,000 | 12.14% | ||
| 5 | Tower Research Capital LLC (TRC) | 400 | 5,000 | 0.89% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.