| 1 |
WELLS FARGO & COMPANY/MN |
772,323 |
6,820,000 |
16.32% |
|
|
| 2 |
UBS AG |
694,524 |
6,132,000 |
14.67% |
|
|
| 3 |
Advisors Asset Management, Inc. |
441,577 |
3,899,000 |
9.33% |
|
|
| 4 |
MORGAN STANLEY |
360,018 |
3,179,000 |
7.61% |
|
|
| 5 |
1607 Capital Partners, LLC |
305,537 |
2,698,000 |
6.46% |
|
|
| 6 |
Relative Value Partners, LLC |
288,399 |
2,547,000 |
6.09% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
248,539 |
2,194,000 |
5.25% |
|
|
| 8 |
GEODE CAPITAL MANAGEMENT, LLC |
162,216 |
1,432,000 |
3.43% |
|
PRN |
| 9 |
Bulldog Investors, LLP |
148,608 |
1,312,000 |
3.14% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
134,877 |
1,190,000 |
2.85% |
|
|
| 11 |
MSI Financial Services Inc |
132,423 |
1,169,000 |
2.80% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
131,286 |
1,159,000 |
2.77% |
|
|
| 13 |
Gramercy Funds Management LLC |
114,557 |
1,012,000 |
2.42% |
|
|
| 14 |
DOLIVER ADVISORS, LP |
95,359 |
842,000 |
2.01% |
|
|
| 15 |
Shaker Financial Services, LLC |
94,296 |
833,000 |
1.99% |
|
|
| 16 |
ALTFEST L J & CO INC |
93,113 |
828,000 |
1.98% |
|
|
| 17 |
Dalton Investments, Inc. |
79,190 |
699,000 |
1.67% |
|
|
| 18 |
RAYMOND JAMES & ASSOCIATES |
71,236 |
629,000 |
1.50% |
|
|
| 19 |
Concert Wealth Management Inc. |
73,126 |
626,000 |
1.50% |
|
|
| 20 |
HighTower Advisors, LLC |
61,023 |
539,000 |
1.29% |
|
|
| 21 |
CITIGROUP INC |
53,565 |
473,000 |
1.13% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
47,652 |
421,000 |
1.01% |
|
|
| 23 |
Coe Capital Management, LLC |
34,013 |
300,000 |
0.72% |
|
|
| 24 |
HIGHLAND CAPITAL MANAGEMENT LP |
23,700 |
209,000 |
0.50% |
|
|
| 25 |
SENTINEL TRUST CO LBA |
23,370 |
206,000 |
0.49% |
|
|
| 26 |
TFS CAPITAL LLC |
16,927 |
149,000 |
0.36% |
|
|
| 27 |
Saba Capital Management, L.P. |
12,860 |
114,000 |
0.27% |
|
|
| 28 |
ROYAL BANK OF CANADA |
12,521 |
111,000 |
0.27% |
|
|
| 29 |
Tradewinds Capital Management, LLC |
2,780 |
25,000 |
0.06% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
2,002 |
18,000 |
0.04% |
|
|
| 31 |
PRELUDE CAPITAL MANAGEMENT, LLC |
1,391 |
12,000 |
0.03% |
|
|
| 32 |
BNP PARIBAS FINANCIAL MARKETS |
800 |
7,064 |
0.02% |
|
|
| 33 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
621 |
5,000 |
0.01% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
304 |
3,000 |
0.01% |
|
|
| 35 |
B. Riley Wealth Advisors, Inc. |
260 |
2,295 |
0.01% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
25 |
0 |
0.00% |
|
|
