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EMPIRE RESORTS INC COM NEW
EMPIRE RESORTS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 43 Institutional holders with a total value of $12,746,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 402,901 2,844,000 22.31%
2 VANGUARD GROUP INC 236,776 1,672,000 13.12%
3 WELLS FARGO & COMPANY/MN 176,561 1,246,000 9.78%
4 RAYMOND JAMES & ASSOCIATES 103,626 732,000 5.74%
5 Manatuck Hill Partners, LLC 100,000 706,000 5.54%
6 DIMENSIONAL FUND ADVISORS LP 89,991 635,000 4.98%
7 MORGAN STANLEY 81,271 574,000 4.50%
8 GEODE CAPITAL MANAGEMENT, LLC 57,846 408,000 3.20%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,591 379,000 2.97%
10 PANAGORA ASSET MANAGEMENT INC 53,386 377,000 2.96%
11 PEAK6 Group LLC 49,349 348,000 2.73%
12 UBS AG 47,104 333,000 2.61%
13 BlackRock Fund Advisors 46,159 326,000 2.56%
14 GSA CAPITAL PARTNERS LLP 40,000 282,000 2.21%
15 NORTHERN TRUST CORP 33,023 233,000 1.83%
16 GROUP ONE TRADING LLC 31,706 224,000 1.76%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 28,932 211,000 1.66%
18 OPPENHEIMER & CO INC 27,600 195,000 1.53%
19 SOROS FUND MANAGEMENT LLC 24,800 175,000 1.37%
20 JANE STREET GROUP, LLC 24,294 172,000 1.35%
21 CREDIT SUISSE AG/ 18,136 128,000 1.00%
22 BANK OF AMERICA CORP /DE/ 16,974 120,000 0.94%
23 LMR Partners LLP 11,409 81,000 0.64%
24 Spot Trading L.L.C 10,726 76,000 0.60%
25 Ironwood Investment Counsel, LLC 10,000 71,000 0.56%
26 UBS AG 4,200 30,000 0.24% Call
27 Focused Wealth Management, Inc 4,066 29,000 0.23%
28 BLACKROCK ADVISORS LLC 3,211 23,000 0.18%
29 Creative Planning 3,233 23,000 0.18%
30 MANAGED ACCOUNT ADVISORS LLC 2,644 19,000 0.15%
31 NEW ENGLAND SECURITIES CORP /MA/ 2,185 15,000 0.12%
32 DEUTSCHE BANK AG\ 2,075 14,000 0.11%
33 CITIGROUP INC 1,408 10,000 0.08%
34 BlackRock Group LTD 1,454 10,000 0.08%
35 Edge Wealth Management LLC 1,000 7,000 0.05%
36 TradeLink Global Equity LLC 800 6,000 0.05%
37 ROYAL BANK OF CANADA 667 5,000 0.04%
38 BNP PARIBAS FINANCIAL MARKETS 455 3,080 0.02%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 430 3,000 0.02%
40 FIRST MANHATTAN CO. LLC. 166 1,000 0.01%
41 Tower Research Capital LLC (TRC) 33 0 0.00%
42 AMERIPRISE FINANCIAL INC 67 0 0.00%
43 BlackRock Finance, Inc. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.