| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 158,153 | 2,024,000 | 26.35% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 78,585 | 1,008,000 | 13.12% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 59,044 | 758,000 | 9.87% | ||
| 4 | HighTower Advisors, LLC | 47,244 | 606,000 | 7.89% | ||
| 5 | MORGAN STANLEY | 40,277 | 517,000 | 6.73% | ||
| 6 | WELLS FARGO & COMPANY/MN | 33,204 | 426,000 | 5.55% | ||
| 7 | Karpus Management, Inc. | 31,868 | 409,000 | 5.33% | ||
| 8 | DOLIVER ADVISORS, LP | 29,996 | 385,000 | 5.01% | ||
| 9 | ROYAL BANK OF CANADA | 25,300 | 325,000 | 4.23% | ||
| 10 | ProVise Management Group, LLC | 23,983 | 308,000 | 4.01% | ||
| 11 | GOLDMAN SACHS GROUP INC | 17,762 | 228,000 | 2.97% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,333 | 197,000 | 2.57% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,040 | 193,000 | 2.51% | ||
| 14 | Segment Wealth Management, LLC | 13,200 | 169,000 | 2.20% | ||
| 15 | Invesco Ltd. | 6,350 | 81,000 | 1.05% | ||
| 16 | MSI Financial Services Inc | 2,040 | 26,000 | 0.34% | ||
| 17 | CITIGROUP INC | 884 | 11,000 | 0.14% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 569 | 7,000 | 0.09% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 150 | 2,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
