| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Beaumont Financial Partners, LLC | 1,146,373 | 31,158,000 | 40.55% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,119,097 | 30,389,000 | 39.55% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 247,143 | 6,717,000 | 8.74% | ||
| 4 | BRIGHT ROCK CAPITAL MANAGEMENT, LLC | 97,600 | 2,653,000 | 3.45% | ||
| 5 | Mariner, LLC | 61,437 | 1,670,000 | 2.17% | ||
| 6 | LPL Financial LLC | 56,168 | 1,510,000 | 1.97% | ||
| 7 | Argentus Capital Management, LLC | 26,224 | 713,000 | 0.93% | ||
| 8 | Commonwealth Equity Services, Inc | 24,315 | 661,000 | 0.86% | ||
| 9 | RAND WEALTH, LLC | 13,978 | 380,000 | 0.49% | ||
| 10 | Janney Montgomery Scott LLC | 13,657 | 371,197 | 0.48% | ||
| 11 | Virtu KCG Holdings LLC | 12,012 | 326,000 | 0.42% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 5,161 | 140,000 | 0.18% | ||
| 13 | MORGAN STANLEY | 3,912 | 106,000 | 0.14% | ||
| 14 | UBS AG | 875 | 24,000 | 0.03% | ||
| 15 | MSI Financial Services Inc | 400 | 11,000 | 0.01% | ||
| 16 | Shamrock Asset Management LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
