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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 9 Institutional holders with a total value of $3,452,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Johnson Financial Group, Inc. 294 4,000 0.12%
3 BANK OF AMERICA CORP /DE/ 435 6,000 0.17%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 775 10,000 0.29%
5 UBS Group AG 2,081 27,000 0.78%
6 ENVESTNET ASSET MANAGEMENT INC 23,941 315,000 9.13%
7 JANE STREET GROUP, LLC 36,943 487,000 14.11%
8 MORGAN STANLEY 95,356 1,256,000 36.38%
9 SignalPoint Asset Management, LLC 102,256 1,347,000 39.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.