Dark
Light
System
Security
FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 22 Institutional holders with a total value of $99,835,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,963,882 73,768,000 73.89%
2 MORGAN STANLEY 475,557 8,851,000 8.87%
3 NIEMANN CAPITAL MANAGEMENT INC 195,426 3,637,000 3.64%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 190,302 3,542,000 3.55%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,131 1,715,000 1.72%
6 Shamrock Asset Management LLC 72,763 1,354,000 1.36%
7 SignalPoint Asset Management, LLC 68,946 1,283,000 1.29%
8 ROYAL BANK OF CANADA 52,095 969,000 0.97%
9 JANE STREET GROUP, LLC 47,282 880,000 0.88%
10 BANK OF AMERICA CORP /DE/ 46,609 867,000 0.87%
11 MSI Financial Services Inc 42,597 793,000 0.79%
12 CITADEL ADVISORS LLC 37,354 695,000 0.70%
13 Janney Montgomery Scott LLC 28,141 524,000 0.52%
14 LPL Financial LLC 18,854 358,000 0.36%
15 AMERIPRISE FINANCIAL INC 16,456 306,000 0.31%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,397 119,000 0.12%
17 UBS Group AG 5,110 95,000 0.10%
18 ADVISOR GROUP, INC. 2,155 40,000 0.04%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 19,000 0.02%
20 ATWOOD & PALMER INC 765 14,000 0.01%
21 Gradient Investments LLC 322 6,000 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.