| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | WELLS FARGO & COMPANY/MN | 8,000 | 8,000 | 0.01% | PRN | |
| 3 | BANK OF AMERICA CORP /DE/ | 10,000 | 9,000 | 0.02% | PRN | |
| 4 | BNP PARIBAS FINANCIAL MARKETS | 10,000 | 9,438 | 0.02% | PRN | |
| 5 | Creative Planning | 11,000 | 10,000 | 0.02% | PRN | |
| 6 | HighTower Advisors, LLC | 13,000 | 12,000 | 0.02% | PRN | |
| 7 | Raymond James Financial Services Advisors, Inc. | 17,000 | 16,000 | 0.03% | PRN | |
| 8 | Wellesley Asset Management | 56,747 | 53,981 | 0.09% | PRN | |
| 9 | ADVISOR GROUP, INC. | 60 | 57,000 | 0.10% | PRN | |
| 10 | JPMORGAN CHASE & CO | 100,000 | 95,000 | 0.16% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 150,000 | 141,000 | 0.24% | ||
| 12 | MORGAN STANLEY | 220,000 | 208,000 | 0.35% | PRN | |
| 13 | Man Investments (CH) AG | 500,000 | 475,000 | 0.81% | PRN | |
| 14 | CREDIT SUISSE AG/ | 618,000 | 583,000 | 0.99% | PRN | |
| 15 | GRATIA CAPITAL, LLC | 1,000,000 | 944,000 | 1.60% | PRN | |
| 16 | PROSPECTOR PARTNERS LLC | 1,950,000 | 1,840,000 | 3.12% | PRN | |
| 17 | PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE | 2,000,000 | 1,895,000 | 3.21% | PRN | |
| 18 | Mohican Financial Management, LLC | 2,500,000 | 2,359,000 | 4.00% | ||
| 19 | Bank of New York Mellon Corp | 2,500,000 | 2,375,000 | 4.03% | ||
| 20 | SSI INVESTMENT MANAGEMENT LLC | 4,508,000 | 4,254,000 | 7.21% | PRN | |
| 21 | CITADEL ADVISORS LLC | 5,000,000 | 4,761,000 | 8.07% | PRN | |
| 22 | Neuberger Berman Group LLC | 5,873,000 | 5,543,000 | 9.40% | PRN | |
| 23 | Calamos Advisors LLC | 6,000,000 | 5,700,000 | 9.66% | PRN | |
| 24 | OAKTREE CAPITAL MANAGEMENT LP | 11,500,000 | 10,908,000 | 18.49% | PRN | |
| 25 | Indaba Capital Management, L.P. | 17,750,000 | 16,740,000 | 28.37% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
