Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 30 Institutional holders with a total value of $51,269,300.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 378,105 10,681,000 20.83%
2 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 290,000 8,188,000 15.97%
3 Parkwood LLC 245,000 6,921,000 13.50%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 192,992 5,452,000 10.63%
5 HSBC HOLDINGS PLC 192,773 5,446,000 10.62%
6 MANNING & NAPIER ADVISORS LLC 157,765 4,456,000 8.69% PRN
7 MORGAN STANLEY 125,928 3,557,000 6.94%
8 SUNTRUST BANKS INC 50,922 1,439,000 2.81%
9 GREENWOOD CAPITAL ASSOCIATES LLC 26,210 740,000 1.44%
10 INTERCONTINENTAL WEALTH ADVISORS, LLC 24,500 692,000 1.35%
11 Global Endowment Management, LP 24,000 678,000 1.32%
12 PICTET BANK & TRUST Ltd 19,280 545,000 1.06%
13 Verition Fund Management LLC 16,793 474,000 0.92%
14 Merriman Wealth Management, LLC 16,700 472,000 0.92%
15 CIBC WORLD MARKET INC. 16,024 453,000 0.88%
16 BANK OF AMERICA CORP /DE/ 14,583 412,000 0.80%
17 PRUDENTIAL FINANCIAL INC 9,000 254,000 0.50%
18 Numeric Investors LLC 7,600 215,000 0.42%
19 Progeny 3, Inc. 3,690 104,000 0.20%
20 CUTLER GROUP LLC / CA 1,678 47,000 0.09%
21 IFP ADVISORS, INC 427 12,000 0.02%
22 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 400 11,300 0.02%
23 Creative Planning 265 7,000 0.01%
24 Advisory Services Network, LLC 182 5,000 0.01%
25 CITIGROUP INC 135 4,000 0.01%
26 ADVANTAGE INVESTMENT MANAGEMENT, LLC 81 2,000 0.00%
27 Tower Research Capital LLC (TRC) 61 2,000 0.00%
28 CUTLER GROUP LLC / CA 1,100 0 0.00% Call
29 CUTLER GROUP LLC / CA 100 0 0.00% Put
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.